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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LILAK icon
276
Liberty Latin America Class C
LILAK
$1.5B
$247K 0.02%
12,383
+701
+6% +$15K
DAL icon
277
Delta Air Lines
DAL
$55.9B
$241K 0.02%
5,000
-15,556
-76% -$775K
ACTA
278
DELISTED
Actua Corp
ACTA
$241K 0.02%
+15,760
New +$207K
YUME
279
DELISTED
YuMe, Inc.
YUME
$232K 0.02%
+50,000
New +$234K
AUPH icon
280
PUT
Aurinia Pharmaceuticals
AUPH
$1.97B
$231K 0.02%
+36,900
New +$233K
MMDMR
281
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$225K 0.01%
660,672
-39,328
-6% -$16.8K
PANL icon
282
Pangaea Logistics
PANL
$501M
$224K 0.01%
91,075
-163,719
-64% -$425K
BF.B icon
283
Brown-Forman Class B
BF.B
$12B
$221K 0.01%
+6,352
New +$206K
BLBD icon
284
Blue Bird Corp
BLBD
$2.41B
$215K 0.01%
+10,415
New +$187K
EAGLW
285
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$204K 0.01%
+295,700
New +$156K
CZR
286
PUT
DELISTED
Caesars Entertainment Corporation
CZR
$200K 0.01%
+15,000
New +$182K
MMDMW
287
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$189K 0.01%
349,600
-400
-0.1% -$226
LCAHW
288
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$178K 0.01%
250,000
– –
GTE icon
289
PUT
Gran Tierra Energy
GTE
$260M
$161K 0.01%
7,100
+5,880
+482% +$129K
NAK
290
CALL
Northern Dynasty Minerals
NAK
$885M
$159K 0.01%
+88,400
New +$140K
CNACW
291
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$155K 0.01%
+675,000
New +$167K
FMCIW
292
DELISTED
Forum Merger Corporation Warrant
FMCIW
$153K 0.01%
492,900
+200,000
+68% +$81.9K
GTYHW
293
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$147K 0.01%
125,753
– –
NEXTW
294
DELISTED
NextDecade Corporation Warrant
NEXTW
$147K 0.01%
+158,592
New +$136K
AHPAW
295
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$140K 0.01%
350,000
– –
MACQW
296
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
$138K 0.01%
400,000
– –
SMPLW
297
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$119K 0.01%
+50,000
New +$122K
PVG
298
DELISTED
PRETIUM RESOURCES INC.
PVG
$109K 0.01%
+11,822
New +$106K
NXEOW
299
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$109K 0.01%
248,817
– –
FMCIR
300
DELISTED
Forum Merger Corporation Right
FMCIR
$105K 0.01%
390,600
-200,000
-34% -$78.3K
10 11
12
13 14

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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.