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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
276
CALL
Bank of America
BAC
$435B
– –
-69,000
Closed -$1.08M
BALL icon
277
PUT
Ball Corp
BALL
$17B
– –
-12,000
Closed -$492K
BWA icon
278
BorgWarner
BWA
$13.2B
– –
-9,661
Closed -$312K
CAKE icon
279
Cheesecake Factory
CAKE
$4.21B
– –
-6,000
Closed -$339K
CHKP icon
280
Check Point Software Technologies
CHKP
$13.3B
– –
-8,500
Closed -$697K
COST icon
281
PUT
Costco
COST
$415B
– –
-30,000
Closed -$4.58M
CSX icon
282
CALL
CSX Corp
CSX
$98.6B
– –
-165,000
Closed -$1.68M
DE icon
283
PUT
Deere & Co
DE
$170B
– –
-17,000
Closed -$1.45M
DRH icon
284
Diamondrock Hospitality Co
DRH
$2.63B
– –
-12,000
Closed -$109K
F icon
285
CALL
Ford
F
$57.3B
– –
-18,000
Closed -$217K
FXI icon
286
CALL
iShares China Large-Cap ETF
FXI
$4.31B
– –
-50,800
Closed -$1.93M
FXI icon
287
iShares China Large-Cap ETF
FXI
$4.31B
– –
-5,501
Closed -$203K
GAU
288
CALL
Galiano Gold
GAU
$486M
– –
-12,800
Closed -$54K
GAU
289
PUT
Galiano Gold
GAU
$486M
– –
-22,500
Closed -$95K
GIB icon
290
CALL
CGI
GIB
$13.9B
– –
-5,000
Closed -$238K
GIB icon
291
PUT
CGI
GIB
$13.9B
– –
-32,900
Closed -$1.57M
GILD icon
292
CALL
Gilead Sciences
GILD
$161B
– –
-5,000
Closed -$396K
GILD icon
293
Gilead Sciences
GILD
$161B
– –
-10,700
Closed -$847K
GILD icon
294
PUT
Gilead Sciences
GILD
$161B
– –
-4,500
Closed -$356K
GLD icon
295
SPDR Gold Trust
GLD
$131B
– –
-12,700
Closed -$1.6M
GOOG icon
296
Alphabet (Google) Class C
GOOG
$3.9T
– –
-410,620
Closed -$16M
GSAT icon
297
Globalstar
GSAT
$10.2B
– –
-1,124
Closed -$20K
HSY icon
298
Hershey
HSY
$35.4B
– –
-4,252
Closed -$406K
IAG icon
299
CALL
IAMGOLD
IAG
$8.47B
– –
-19,000
Closed -$77K
IBB icon
300
CALL
iShares Biotechnology ETF
IBB
$9.31B
– –
-15,000
Closed -$1.45M
10 11
12
13 14

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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
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TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.