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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GACQW
251
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$103K 0.01%
+219,793
New +$111K
MCAER
252
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$101K 0.01%
+223,355
New +$126K
RBAC.U
253
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$101K 0.01%
10,000
– –
BOAC.WS
254
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$101K 0.01%
+100,000
New +$112K
KITTW icon
255
Nauticus Robotics Warrant
KITTW
$194K
$97K 0.01%
+210,550
New +$104K
GLSPW
256
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$95K 0.01%
+220,477
New +$113K
NOVVR
257
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$94K 0.01%
+270,000
New +$94.5K
GSEVW
258
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$91K 0.01%
+77,067
New +$101K
CLAS.WS
259
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$88K 0.01%
+150,633
New +$109K
IMAQR
260
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$84K 0.01%
+400,000
New +$80.4K
APGNW
261
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$84K 0.01%
+127,682
New +$123K
RCOR.WS
262
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
$82K 0.01%
+128,379
New +$100K
FTVIW
263
DELISTED
FinTech Acquisition Corp. VI Warrants
FTVIW
$80K 0.01%
+75,000
New +$76.1K
ZGYHW
264
DELISTED
Yunhong International Warrant
ZGYHW
$76K 0.01%
+476,255
New +$199K
CFFVW
265
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
$73K 0.01%
+74,785
New +$79.8K
CLAQR
266
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$72K 0.01%
+301,100
New +$64.9K
FTPAW
267
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$68K 0.01%
+71,116
New +$81.3K
ESM.WS
268
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$66K 0.01%
+100,000
New +$80.9K
EPHYW
269
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$64K 0.01%
+72,559
New +$75.3K
QFTA.WS
270
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$61K 0.01%
+226,093
New +$71.3K
ESLAW icon
271
Estrella Immunopharma Warrant
ESLAW
$133K
$59K ﹤0.01%
+143,947
New +$59K
AFAQW
272
DELISTED
AF Acquisition Corp Warrants
AFAQW
$56K ﹤0.01%
+100,000
New +$71.8K
MOBXW icon
273
Mobix Labs Warrants
MOBXW
$54K ﹤0.01%
+112,500
New +$51K
MMVWW
274
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$49K ﹤0.01%
+104,187
New +$54.8K
RUMBW
275
RUM Group Inc Warrant
RUMBW
$12.1M
$48K ﹤0.01%
+60,310
New +$62.3K
9 10
11
12 13

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WIM
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LCG
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CCM
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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.