KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.98%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$896M
AUM Growth
+$262M
Cap. Flow
-$6.53M
Cap. Flow %
-0.73%
Top 10 Hldgs %
16.89%
Holding
469
New
117
Increased
52
Reduced
10
Closed
102

Top Buys

1
SKIN icon
The Beauty Health Co
SKIN
$12.6M
2
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
$12.2M
3
HHH icon
Howard Hughes
HHH
$8.46M
4
NLITU
Northern Lights Acquisition Corp. Units
NLITU
$8.1M
5
SOND icon
Sonder
SOND
$8.08M

Top Sells

1
PFSI icon
PennyMac Financial
PFSI
$20.7M
2
VAR
Varian Medical Systems, Inc.
VAR
$9.52M
3
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
$7.1M
4
GLAQ
Globis Acquisition Corp. common stock
GLAQ
$5.59M
5
MBTCU
Nocturne Acquisition Corporation Unit
MBTCU
$5M

Sector Composition

1 Financials 20.05%
2 Healthcare 9.26%
3 Consumer Discretionary 6.3%
4 Real Estate 5.49%
5 Technology 4.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRPB.WS
251
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
0
– –
MIC
252
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
0
– –
GLSPW
253
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
– –
0
– –
LBPSW
254
DELISTED
4D pharma plc Warrant
LBPSW
– –
-550,944
Closed -$601K
ELMS
255
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-50,734
Closed -$506K
GLAQ
256
DELISTED
Globis Acquisition Corp. common stock
GLAQ
– –
-563,730
Closed -$5.59M
GLAQW
257
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-650,000
Closed -$358K
MACUW
258
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-436,713
Closed -$197K
ALACW
259
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
– –
-463,516
Closed -$209K
ALACR
260
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
– –
-646,340
Closed -$323K
PPGHW
261
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
– –
0
– –
RDS.A
262
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
0
– –
CFFVU
263
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-229,398
Closed -$2.29M
CFFVW
264
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
– –
0
– –
MACQU
265
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-100,000
Closed -$995K
MACQW
266
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
0
– –
SVOKW
267
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-444,103
Closed -$404K
ZGYHR
268
DELISTED
Yunhong International Right
ZGYHR
– –
-388,435
Closed -$170K
ZGYHW
269
DELISTED
Yunhong International Warrant
ZGYHW
– –
-331,827
Closed -$169K
SKINW
270
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
– –
-1,171,688
Closed -$2.44M
MCADR
271
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
– –
0
– –
HZAC.WS
272
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
– –
-156,041
Closed -$172K
PTK.WS
273
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
– –
-835,470
Closed -$455K
LATNW
274
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-100,000
Closed -$68K
CHAQ.WS
275
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-149,885
Closed -$141K
9 10
11
12 13