KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.8%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$634M
AUM Growth
-$15.7M
Cap. Flow
-$238M
Cap. Flow %
-37.51%
Top 10 Hldgs %
20.48%
Holding
446
New
142
Increased
27
Reduced
19
Closed
117

Top Buys

1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$8.97M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$8.66M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$7.35M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
$7.1M
5
MGLN
Magellan Health Services, Inc.
MGLN
$5.66M

Top Sells

1
CIXX
CI Financial Corp.
CIXX
$28.3M
2
PFSI icon
PennyMac Financial
PFSI
$20M
3
LCID icon
Lucid Motors
LCID
$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
$10.9M

Sector Composition

1 Financials 20.34%
2 Healthcare 7.32%
3 Technology 5.81%
4 Real Estate 4.11%
5 Consumer Staples 3.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCACW
251
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
0
– –
FCACU
252
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-200,700
Closed -$2.14M
FTOCW
253
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
0
– –
FTOC
254
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-626,413
Closed -$6.45M
FRX.U
255
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
– –
-225,619
Closed -$2.37M
THBRW
256
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
0
– –
STIC.WS
257
DELISTED
Northern Star Acquisition Corp. Redeemable warrants, each whole warrant exercisable for shares of Cl
STIC.WS
– –
0
– –
UROV
258
DELISTED
Urovant Sciences Ltd.
UROV
– –
-146,556
Closed -$2.36M
NBACR
259
DELISTED
Newborn Acquisition Corp. Right
NBACR
– –
0
– –
LOACW
260
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
0
– –
LOACR
261
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
0
– –
LOAC
262
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-10,528
Closed -$125K
ROCHW
263
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
– –
0
– –
QEP
264
DELISTED
QEP RESOURCES, INC.
QEP
– –
-33,957
Closed -$81K
RLH
265
DELISTED
Red Lions Hotel Corporation
RLH
– –
-52,964
Closed -$183K
ACIA
266
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-17,500
Closed -$1.28M
XL.WS
267
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
– –
0
– –
TNAV
268
DELISTED
Telenav Inc.
TNAV
– –
-454,056
Closed -$2.13M
LGVW.WS
269
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
– –
0
– –
VRTU
270
DELISTED
Virtusa Corporation
VRTU
– –
-53,737
Closed -$2.75M
MCACR
271
DELISTED
Mountain Crest Acquisition Corp. Right
MCACR
– –
0
– –
CLCT
272
DELISTED
Collectors Universe
CLCT
– –
-6,442
Closed -$486K
EIDX
273
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-30,093
Closed -$3.96M
ARA
274
DELISTED
American Renal Associates Holdings, Inc
ARA
– –
-128,362
Closed -$1.47M
CXO
275
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-44,255
Closed -$2.58M
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