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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZAC.WS
251
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
$172K 0.01%
+156,041
New +$264K
ZGYHR
252
DELISTED
Yunhong International Right
ZGYHR
$170K 0.01%
+388,435
New +$164K
ZGYHW
253
DELISTED
Yunhong International Warrant
ZGYHW
$169K 0.01%
+331,827
New +$285K
CIXX
254
DELISTED
CI Financial Corp.
CIXX
$161K 0.01%
11,117
-1,956,600
-99% -$27M
CHAQ.WS
255
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$141K 0.01%
+149,885
New +$166K
THCAW
256
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$139K 0.01%
+173,406
New +$312K
AGBA
257
DELISTED
AGBA Acquisition Ltd
AGBA
$113K 0.01%
10,672
-4,452
-29% -$47.1K
SCVX
258
DELISTED
SCVX Corp.
SCVX
$111K 0.01%
+11,275
New +$118K
RBAC.U
259
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$101K 0.01%
+10,000
New +$111K
SNRHW
260
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$99K 0.01%
+138,900
New +$165K
HCARW
261
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$80K 0.01%
+127,681
New +$157K
NOACW
262
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$80K 0.01%
+99,579
New +$140K
MSPRZ
263
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$72K 0.01%
+100,000
New +$125K
LATNW
264
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$68K 0.01%
+100,000
New +$100K
EPHYW
265
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$60K ﹤0.01%
+72,559
New +$76.4K
ACKIW
266
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$43K ﹤0.01%
+85,353
New +$77.8K
PGRWW
267
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$23K ﹤0.01%
+50,187
New +$25.8K
ABLLW
268
DELISTED
Abacus Life Warrant
ABLLW
$20K ﹤0.01%
+24,344
New +$32.6K
AAC.WS
269
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$18K ﹤0.01%
+20,232
New +$18.2K
BG icon
270
CALL
Bunge Global
BG
$20.4B
– –
-128,800
Closed -$8.45M
BG icon
271
Bunge Global
BG
$20.4B
– –
-80,427
Closed -$5.27M
BHC icon
272
CALL
Bausch Health
BHC
$2.25B
– –
-245,000
Closed -$5.1M
BKSY icon
273
BlackSky Technology
BKSY
$919M
– –
-31,250
Closed -$2.62M
BLDP
274
Ballard Power Systems
BLDP
$841M
– –
-25,000
Closed -$585K
BLDP
275
PUT
Ballard Power Systems
BLDP
$841M
– –
-250,000
Closed -$5.85M
9 10
11
12 13

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WIM
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LCG
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CCM
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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.