We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.16B
AUM Growth
+$231M
Cap. Flow
+$84.3M
Cap. Flow %
7.29%
Top 10 Hldgs %
22.02%
Holding
453
New
149
Increased
59
Reduced
31
Closed
145

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$13M
2
MCD icon
McDonald's
MCD
+$8.66M
3
HPK icon
HighPeak Energy
HPK
+$8.13M
4
MMM icon
3M
MMM
+$7.73M
5
CISN
Cision Ltd. Ordinary Share
CISN
+$7.06M

Top Sells

Rank Stock Value
1
SPCE icon
Virgin Galactic
SPCE
+$21.4M
2
AMZN icon
Amazon
AMZN
+$19.5M
3
ACEL icon
Accel Entertainment
ACEL
+$11.1M
4
AMD icon
Advanced Micro Devices
AMD
+$10.3M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$9.97M

Sector Composition

Rank Sector Weight
1 Technology 5.52%
2 Industrials 4.77%
3 Consumer Discretionary 4.09%
4 Communication Services 3.98%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
251
PUT
Vale
VALE
$62.7B
$158K 0.01%
12,000
-268,000
-96% -$3.22M
THWWW
252
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$155K 0.01%
+298,220
New +$208K
BMY.RT
253
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$151K 0.01%
+50,300
New +$131K
MFAC.WS
254
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$141K 0.01%
+441,992
New +$157K
MGNI icon
255
Magnite
MGNI
$2.81B
$140K 0.01%
+17,163
New +$141K
JFKKR
256
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$139K 0.01%
+364,000
New +$138K
BGC icon
257
BGC Group
BGC
$5.72B
$132K 0.01%
22,201
-46,999
-68% -$265K
JE
258
CALL
DELISTED
Just Energy Group Inc
JE
$126K 0.01%
2,273
-5,203
-70% -$374K
ALACR
259
DELISTED
Alberton Acquisition Corp Rights
ALACR
$125K 0.01%
+570,019
New +$139K
GIX.WS
260
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$124K 0.01%
+400,000
New +$115K
THCAW
261
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$115K 0.01%
+288,327
New +$137K
DDMXW
262
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$115K 0.01%
+255,800
New +$109K
JE
263
PUT
DELISTED
Just Energy Group Inc
JE
$114K 0.01%
+2,048
New +$147K
BRPAR
264
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$105K 0.01%
+421,503
New +$99.1K
PACK.WS
265
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$103K 0.01%
+90,492
New +$67.4K
LHC.WS
266
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$100K 0.01%
+150,245
New +$101K
NFINW
267
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$92K 0.01%
+307,000
New +$89.8K
SPAQ.WS
268
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$83K 0.01%
+150,000
New +$85.6K
ROSEW
269
DELISTED
Rosehill Resources Inc.
ROSEW
$80K 0.01%
+864,548
New +$116K
PACB icon
270
Pacific Biosciences
PACB
$432M
$79K 0.01%
+15,300
New +$77.8K
EDTXW
271
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$61K 0.01%
+168,753
New +$44.4K
LOACW
272
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$59K 0.01%
+657,746
New +$67.4K
JFKKW
273
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$49K ﹤0.01%
+140,493
New +$52K
GOEVW
274
DELISTED
Canoo Inc. Warrant
GOEVW
$40K ﹤0.01%
+50,000
New +$43.5K
LACQW
275
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$37K ﹤0.01%
+35,400
New +$24.9K
9 10
11
12 13

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2019 Portfolio in Review

As of Q4 2019, K2 Principal Fund held 453 positions worth $1.16B, up 25% from $925M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

K2 Principal Fund deployed $84.3M of net new capital in Q4 2019, opening 149 new positions and adding to 59 existing holdings. Its largest new stake was 3M: 55,205 shares worth $8.14M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 6.1% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was PARTS iD, Inc., an estimated $8.01M trimmed.

  • K2 Principal Fund's largest Q4 2019 buy was 3M: 55,205 shares worth $8.14M.
  • K2 Principal Fund added most to Microsoft in Q4 2019, an estimated $13M increase.
  • K2 Principal Fund's biggest Q4 2019 reduction was PARTS iD, Inc., cutting an estimated $8.01M.
  • K2 Principal Fund fully exited Virgin Galactic in Q4 2019, selling an estimated $21.4M.
  • K2 Principal Fund's ten largest holdings make up 22% of its $1.16B portfolio in Q4 2019.
  • K2 Principal Fund opened 149 new positions and closed 145 in Q4 2019.
  • K2 Principal Fund's portfolio value rose 25% quarter-over-quarter to $1.16B.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.