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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$785M
AUM Growth
+$125M
Cap. Flow
+$25.3M
Cap. Flow %
3.23%
Top 10 Hldgs %
19.97%
Holding
445
New
157
Increased
40
Reduced
37
Closed
159

Top Buys

Rank Stock Value
1
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$16.8M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
+$8.01M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
+$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
+$6.99M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$6.89M

Top Sells

Rank Stock Value
1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
+$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
+$6.52M
4
DNB
Dun & Bradstreet
DNB
+$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$6.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.99%
2 Technology 6.48%
3 Industrials 4.82%
4 Communication Services 4.36%
5 Financials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIG.RT
251
CALL
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$94K 0.01%
+144,036
New +$46K
TIBRW
252
CALL
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$88K 0.01%
+200,000
New +$82.8K
CMSSW
253
CALL
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$87K 0.01%
+511,880
New +$110K
NRCG.WS
254
CALL
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$84K 0.01%
+93,730
New +$84.7K
VEACW
255
CALL
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$81K 0.01%
+351,174
New +$120K
BIOX.WS
256
CALL
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$77K 0.01%
+286,165
New +$68.5K
STNLW
257
CALL
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$59K 0.01%
+86,770
New +$69.5K
MXWL
258
CALL
DELISTED
Maxwell Technologies Inc
MXWL
$45K 0.01%
+10,000
New +$39.3K
GIG.WS
259
CALL
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$41K 0.01%
+145,752
New +$34.5K
JSYNR
260
CALL
DELISTED
Jensyn Acquistion Corp. Rights
JSYNR
$35K ﹤0.01%
+130,155
New +$29.3K
BROGR
261
CALL
DELISTED
Twelve Seas Investment Company Rights
BROGR
$27K ﹤0.01%
+99,800
New +$28.8K
JSYNW
262
CALL
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$27K ﹤0.01%
+382,627
New +$27.9K
BRACR
263
CALL
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$24K ﹤0.01%
+67,682
New +$23.7K
NRXPW
264
CALL
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$18K ﹤0.01%
+101,200
New +$25.5K
FMCIW
265
CALL
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$17K ﹤0.01%
+39,400
New +$17.2K
LACQW
266
CALL
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$16K ﹤0.01%
+35,400
New +$24K
ALACR
267
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
$12K ﹤0.01%
+70,000
New +$13.4K
TWLVW
268
CALL
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$10K ﹤0.01%
+36,790
New +$8.81K
ALACW
269
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$5K ﹤0.01%
+58,800
New +$6.03K
AMRWW
270
CALL
DELISTED
Alta Mesa Resources Inc Warrant
AMRWW
$4K ﹤0.01%
+107,166
New +$7.79K
LGC.WS
271
CALL
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$3K ﹤0.01%
+10,000
New +$2.95K
AAPL icon
272
Apple
AAPL
$4.99T
– –
-108,000
Closed -$4.26M
AAPL icon
273
PUT
Apple
AAPL
$4.99T
– –
-104,000
Closed -$4.1M
ACN icon
274
Accenture
ACN
$101B
– –
-4,000
Closed -$564K
ASHR icon
275
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.53B
– –
-50,000
Closed -$1.1M
9 10
11
12 13

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K2 Principal Fund's Q1 2019 Portfolio in Review

As of Q1 2019, K2 Principal Fund held 445 positions worth $785M, up 19% from $659M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund deployed $25.3M of net new capital in Q1 2019, opening 157 new positions and adding to 40 existing holdings. Its largest new stake was Tuscan Holdings Corp. Unit: 1,650,000 shares worth $17.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Saban Capital Acquisition Corp. Class A Ordinary Share, an estimated $5.9M trimmed.

  • K2 Principal Fund's largest Q1 2019 buy was Tuscan Holdings Corp. Unit: 1,650,000 shares worth $17.2M.
  • K2 Principal Fund added most to Sentinel Energy Services Inc. Class A Common Stock in Q1 2019, an estimated $6.89M increase.
  • K2 Principal Fund's biggest Q1 2019 reduction was Saban Capital Acquisition Corp. Class A Ordinary Share, cutting an estimated $5.9M.
  • K2 Principal Fund fully exited Federal Street Acquisition Corp. Common Stock in Q1 2019, selling an estimated $11.1M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $785M portfolio in Q1 2019.
  • K2 Principal Fund opened 157 new positions and closed 159 in Q1 2019.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $785M.

Based on K2 Principal Fund's 13F filing for Q1 2019, filed 14 May 2019.