KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QCOM icon
251
Qualcomm
QCOM
$172B
– –
0
– –
QQQ icon
252
Invesco QQQ Trust
QQQ
$368B
– –
0
– –
RIO icon
253
Rio Tinto
RIO
$104B
– –
0
– –
RSG icon
254
Republic Services
RSG
$71.7B
– –
0
– –
RTX icon
255
RTX Corp
RTX
$211B
– –
-35,837
Closed -$2.4M
SAIC icon
256
Saic
SAIC
$4.83B
– –
-10,006
Closed -$637K
SATS icon
257
EchoStar
SATS
$19.3B
– –
0
– –
SIRI icon
258
SiriusXM
SIRI
$8.1B
– –
0
– –
SNX icon
259
TD Synnex
SNX
$12.3B
– –
-41,364
Closed -$1.67M
SPG icon
260
Simon Property Group
SPG
$59.5B
– –
-2,600
Closed -$437K
SSRM icon
261
SSR Mining
SSRM
$4.28B
– –
0
– –
SYF icon
262
Synchrony
SYF
$28.1B
– –
0
– –
TDG icon
263
TransDigm Group
TDG
$71.6B
– –
0
– –
TLT icon
264
iShares 20+ Year Treasury Bond ETF
TLT
$48.9B
– –
0
– –
TSLA icon
265
Tesla
TSLA
$1.13T
– –
0
– –
TXN icon
266
Texas Instruments
TXN
$171B
– –
0
– –
UPBD icon
267
Upbound Group
UPBD
$1.47B
– –
-50,380
Closed -$816K
USO icon
268
United States Oil Fund
USO
$939M
– –
0
– –
VAC icon
269
Marriott Vacations Worldwide
VAC
$2.73B
– –
-10,000
Closed -$705K
VALE icon
270
Vale
VALE
$44.4B
– –
0
– –
VTRS icon
271
Viatris
VTRS
$12.2B
– –
0
– –
WCN icon
272
Waste Connections
WCN
$46.1B
– –
-14,553
Closed -$1.08M
WM icon
273
Waste Management
WM
$88.6B
– –
0
– –
WPM icon
274
Wheaton Precious Metals
WPM
$47.3B
– –
-15,000
Closed -$293K
XLK icon
275
Technology Select Sector SPDR Fund
XLK
$84.1B
– –
-30,000
Closed -$1.86M
9 10
11
12 13