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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.38B
AUM Growth
-$131M
Cap. Flow
-$183M
Cap. Flow %
-13.26%
Top 10 Hldgs %
27.73%
Holding
429
New
110
Increased
67
Reduced
72
Closed
142

Top Buys

Rank Stock Value
1
WCN
Waste Connections
WCN
+$18.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$15M
3
MON
Monsanto Co
MON
+$12.8M
4
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$9.04M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$8.39M

Top Sells

Rank Stock Value
1
DDC
Dominion Diamond Corporation
DDC
+$47M
2
RICE
Rice Energy Inc.
RICE
+$17.7M
3
DGI
DigitalGlobe Inc.
DGI
+$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$13.1M
5
KNTK icon
Kinetik
KNTK
+$12.5M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Communication Services 9.62%
3 Energy 3.98%
4 Financials 3.39%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNACW
251
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$173K 0.01%
719,700
+44,700
+7% +$9.74K
SPCE icon
252
Virgin Galactic
SPCE
$320M
$164K 0.01%
+812
New +$164K
HZNP
253
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$162K 0.01%
11,074
-8,926
-45% -$125K
GNRT
254
DELISTED
Gener8 Maritime, Inc.
GNRT
$162K 0.01%
+24,478
New +$117K
PVG
255
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
$160K 0.01%
14,000
+3,900
+39% +$42.5K
GTYHW
256
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$157K 0.01%
125,753
– –
SCACW
257
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$155K 0.01%
125,000
-100,000
-44% -$119K
NXEOW
258
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$155K 0.01%
248,817
– –
CPN
259
PUT
DELISTED
Calpine Corporation
CPN
$151K 0.01%
+10,000
New +$150K
MIIIW
260
DELISTED
M III Acquisition Corp. Warrant
MIIIW
$142K 0.01%
179,500
– –
NEXTW
261
DELISTED
NextDecade Corporation Warrant
NEXTW
$140K 0.01%
232,528
+73,936
+47% +$59K
MMDMR
262
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$135K 0.01%
344,922
-315,750
-48% -$123K
NAK
263
CALL
Northern Dynasty Minerals
NAK
$885M
$127K 0.01%
71,700
-16,700
-19% -$33.1K
MACQW
264
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
$116K 0.01%
330,500
-69,500
-17% -$26.8K
GTE icon
265
CALL
Gran Tierra Energy
GTE
$260M
$111K 0.01%
4,110
-12,400
-75% -$277K
FMCIR
266
DELISTED
Forum Merger Corporation Right
FMCIR
$106K 0.01%
160,860
-229,740
-59% -$115K
AHPAW
267
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$96K 0.01%
344,286
-5,714
-2% -$2.02K
KBLMW
268
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$92K 0.01%
508,600
– –
HYACW
269
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$80K 0.01%
+100,000
New +$82.8K
GPACW
270
DELISTED
Global Partner Acquisition Corp
GPACW
$75K 0.01%
+69,725
New +$65.8K
MPACW
271
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$61K ﹤0.01%
146,100
-49,000
-25% -$19.7K
ATACR
272
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$60K ﹤0.01%
136,950
-5,000
-4% -$2.76K
AUPH icon
273
PUT
Aurinia Pharmaceuticals
AUPH
$1.97B
$54K ﹤0.01%
12,000
-24,900
-67% -$138K
ELECW
274
DELISTED
Electrum Special Acquisition Corporation
ELECW
$42K ﹤0.01%
104,203
-38,999
-27% -$14.7K
GTE icon
275
PUT
Gran Tierra Energy
GTE
$260M
$35K ﹤0.01%
1,290
-5,810
-82% -$130K
9 10
11
12 13

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SC
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WIM
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LCG
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CCM
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SMA
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K2 Principal Fund's Q4 2017 Portfolio in Review

As of Q4 2017, K2 Principal Fund held 429 positions worth $1.38B, down 8.6% from $1.51B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund withdrew a net $183M in Q4 2017, closing 142 positions and reducing 72 holdings. Its most notable exit was Dominion Diamond Corporation, an estimated $47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Waste Connections worth $22.2M.

  • K2 Principal Fund's largest Q4 2017 buy was Waste Connections: 261,206 shares worth $22.2M.
  • K2 Principal Fund added most to Monsanto Co in Q4 2017, an estimated $12.8M increase.
  • K2 Principal Fund's biggest Q4 2017 reduction was Vantage Energy Acquisition Corp. Class A, cutting an estimated $13.1M.
  • K2 Principal Fund fully exited Dominion Diamond Corporation in Q4 2017, selling an estimated $47M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $1.38B portfolio in Q4 2017.
  • K2 Principal Fund opened 110 new positions and closed 142 in Q4 2017.
  • K2 Principal Fund's portfolio value fell 8.6% quarter-over-quarter to $1.38B.

Based on K2 Principal Fund's 13F filing for Q4 2017, filed 12 Feb 2018.