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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
251
PUT
DELISTED
Rite Aid Corporation
RAD
$319K 0.03%
+3,750
New +$452K
CHKP icon
252
PUT
Check Point Software Technologies
CHKP
$13.3B
$308K 0.03%
+3,000
New +$294K
SCACW
253
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$304K 0.03%
+225,000
New +$254K
DLTR icon
254
Dollar Tree
DLTR
$23.1B
$300K 0.02%
3,825
-3,191
-45% -$245K
ELECW
255
DELISTED
Electrum Special Acquisition Corporation
ELECW
$299K 0.02%
665,000
+350,000
+111% +$159K
FNTEW
256
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$288K 0.02%
+250,000
New +$264K
QCOM icon
257
CALL
Qualcomm
QCOM
$176B
$287K 0.02%
+5,000
New +$290K
DEL
258
DELISTED
Deltic Timber
DEL
$272K 0.02%
+3,477
New +$267K
CFCOW
259
DELISTED
CF Corporation
CFCOW
$268K 0.02%
200,000
– –
XLU icon
260
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$257K 0.02%
+10,000
New +$250K
JNS
261
DELISTED
Janus Capital Group Inc
JNS
$251K 0.02%
+19,000
New +$243K
LGF.B
262
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$244K 0.02%
+10,000
New +$254K
PTEN icon
263
PUT
Patterson-UTI
PTEN
$3.87B
$243K 0.02%
+10,000
New +$270K
GES
264
DELISTED
Guess Inc
GES
$234K 0.02%
21,000
+4,600
+28% +$56.6K
WIN
265
DELISTED
Windstream Holdings Inc
WIN
$232K 0.02%
+8,522
New +$305K
CFCOU
266
DELISTED
CF Corporation
CFCOU
$225K 0.02%
21,000
– –
RIO icon
267
PUT
Rio Tinto
RIO
$148B
$207K 0.02%
5,100
-147,400
-97% -$6.26M
LMIA
268
DELISTED
LMI Aerospace Inc
LMIA
$207K 0.02%
+15,000
New +$170K
DXJ icon
269
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$206K 0.02%
+4,079
New +$208K
HRG
270
DELISTED
HRG Group, Inc.
HRG
$203K 0.02%
10,500
+500
+5% +$8.77K
NXEOW
271
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$179K 0.01%
+248,817
New +$176K
AHPAW
272
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$175K 0.01%
+350,000
New +$172K
LCAHW
273
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$170K 0.01%
+250,000
New +$163K
EAGLW
274
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$165K 0.01%
294,917
– –
PLYA
275
DELISTED
Playa Hotels & Resorts
PLYA
$146K 0.01%
+13,946
New +$144K
9 10
11
12 13

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SC
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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.