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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GES
251
DELISTED
Guess Inc
GES
$198K 0.02%
+16,400
New +$230K
DCH
252
Dauch Corp
DCH
$1.3B
$193K 0.02%
+10,000
New +$169K
CDE icon
253
PUT
Coeur Mining
CDE
$15.6B
$182K 0.02%
20,000
-400
-2% -$4.11K
NXEO
254
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$174K 0.02%
+248,817
New +$1.99M
HL icon
255
PUT
Hecla Mining
HL
$10.2B
$170K 0.02%
+32,400
New +$190K
HRG
256
DELISTED
HRG Group, Inc.
HRG
$156K 0.01%
+10,000
New +$153K
BGC icon
257
CALL
BGC Group
BGC
$5.58B
$143K 0.01%
+21,770
New +$132K
EAGLW
258
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$139K 0.01%
294,917
– –
SAND
259
PUT
DELISTED
Sandstorm Gold
SAND
$129K 0.01%
33,000
-95,800
-74% -$401K
DDC
260
CALL
DELISTED
Dominion Diamond Corporation
DDC
$123K 0.01%
12,700
– –
LIOX
261
DELISTED
Lionbridge Technologies
LIOX
$121K 0.01%
+20,800
New +$107K
CLS icon
262
Celestica
CLS
$35.1B
$119K 0.01%
+10,000
New +$117K
ELNK
263
DELISTED
EarthLink Holdings Corp.
ELNK
$102K 0.01%
+18,000
New +$102K
TRIL
264
DELISTED
Trillium Therapeutics Inc.
TRIL
$92K 0.01%
+16,239
New +$162K
VG
265
DELISTED
Vonage Holdings Corporation
VG
$90K 0.01%
+13,098
New +$86.7K
ELECW
266
DELISTED
Electrum Special Acquisition Corporation
ELECW
$88K 0.01%
315,000
– –
IAG icon
267
PUT
IAMGOLD
IAG
$8.47B
$85K 0.01%
22,000
– –
ODP
268
DELISTED
ODP
ODP
$83K 0.01%
1,844
-20,809
-92% -$862K
PACEW
269
DELISTED
Pace Holdings Corp. Warrants
PACEW
$80K 0.01%
134,000
+35,000
+35% +$17K
GPIAW
270
DELISTED
GP Investments Acquisition Corp
GPIAW
$54K 0.01%
120,250
-26,600
-18% -$12.2K
WPRT
271
Westport Fuel Systems
WPRT
$36.5M
$53K 0.01%
+4,668
New +$65K
STLRW
272
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$6K ﹤0.01%
+32,000
New +$6.49K
AAL icon
273
CALL
American Airlines Group
AAL
$9.58B
– –
-19,900
Closed -$729K
BABA icon
274
CALL
Alibaba
BABA
$269B
– –
-25,000
Closed -$2.65M
BABA icon
275
PUT
Alibaba
BABA
$269B
– –
-75,000
Closed -$7.93M
9 10
11
12 13

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KGI
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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.