We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMG
251
DELISTED
Emergent Capital, Inc.
EMG
$121K 0.01%
41,282
+9,546
+30% +$34.1K
EAGLW
252
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$118K 0.01%
294,917
– –
DRH icon
253
Diamondrock Hospitality Co
DRH
$2.63B
$109K 0.01%
+12,000
New +$117K
TWNK
254
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$108K 0.01%
+10,000
New +$106K
HTCH
255
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$106K 0.01%
+26,629
New +$60.4K
GAU
256
PUT
Galiano Gold
GAU
$486M
$95K 0.01%
22,500
– –
GPIAW
257
DELISTED
GP Investments Acquisition Corp
GPIAW
$90K 0.01%
146,850
+14,350
+11% +$9.77K
ARLZ
258
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$90K 0.01%
+18,533
New +$84.5K
RPTP
259
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$90K 0.01%
+10,000
New +$71.1K
IAG icon
260
PUT
IAMGOLD
IAG
$8.47B
$89K 0.01%
22,000
-73,000
-77% -$333K
IAG icon
261
CALL
IAMGOLD
IAG
$8.47B
$77K 0.01%
19,000
-112,000
-85% -$510K
BAS
262
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$75K 0.01%
159
+43
+37% +$19.7K
ELECW
263
DELISTED
Electrum Special Acquisition Corporation
ELECW
$72K 0.01%
315,000
– –
GAU
264
CALL
Galiano Gold
GAU
$486M
$54K 0.01%
12,800
– –
PACEW
265
DELISTED
Pace Holdings Corp. Warrants
PACEW
$42K ﹤0.01%
99,000
– –
TRTLW
266
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$42K ﹤0.01%
229,600
– –
QPACW
267
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$35K ﹤0.01%
200,000
– –
GSAT icon
268
Globalstar
GSAT
$10.2B
$20K ﹤0.01%
+1,124
New +$21.2K
BAS
269
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$8K ﹤0.01%
+18
New +$8.23K
AAP icon
270
Advance Auto Parts
AAP
$3.37B
– –
-1,879
Closed -$304K
AAPL icon
271
Apple
AAPL
$4.89T
– –
-21,324
Closed -$510K
ABT icon
272
PUT
Abbott
ABT
$180B
– –
-44,000
Closed -$1.73M
AGG icon
273
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-2,400
Closed -$270K
ASRT
274
DELISTED
Assertio
ASRT
– –
-790
Closed -$930K
BEN icon
275
CALL
Franklin Resources
BEN
$16.9B
– –
-12,200
Closed -$407K
9 10
11
12 13

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.