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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$871M
AUM Growth
-$35.6M
Cap. Flow
-$72.1M
Cap. Flow %
-8.28%
Top 10 Hldgs %
31.88%
Holding
420
New
69
Increased
48
Reduced
66
Closed
133

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$24.3M
2
PMT
PennyMac Mortgage Investment
PMT
+$19.5M
3
SJT
San Juan Basin Royalty Trust
SJT
+$8.97M
4
SPRY icon
ARS Pharmaceuticals
SPRY
+$8.41M
5
TWO
Two Harbors Investment
TWO
+$6.57M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$52M
2
COIN icon
Coinbase
COIN
+$16M
3
SIVB
SVB Financial Group
SIVB
+$15.9M
4
CIXX
CI Financial Corp.
CIXX
+$11.9M
5
GME icon
GameStop
GME
+$11.8M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Real Estate 4.84%
3 Healthcare 4.77%
4 Consumer Discretionary 4.27%
5 Energy 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HORIW
226
DELISTED
Emerging Markets Horizon Corp. Warrants
HORIW
$22K ﹤0.01%
310,000
– –
XBPEW
227
XBP Europe Holdings Warrant
XBPEW
$21K ﹤0.01%
298,277
– –
DMAQR
228
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$19K ﹤0.01%
475,000
– –
MTRYW
229
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$19K ﹤0.01%
400,000
– –
SCMAW
230
DELISTED
Seaport Calibre Materials Acquisition Corp. Warrant
SCMAW
$19K ﹤0.01%
193,450
– –
CFIVW
231
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$18K ﹤0.01%
363,527
– –
MOBXW icon
232
Mobix Labs Warrants
MOBXW
$17K ﹤0.01%
368,500
– –
BWAQW
233
DELISTED
Blue World Acquisition Corporation Warrant
BWAQW
$16K ﹤0.01%
478,087
– –
ONMDW icon
234
OneMedNet Corp Warrant
ONMDW
$770K
$15K ﹤0.01%
335,408
– –
BNIXR
235
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$15K ﹤0.01%
300,000
– –
HMA.WS
236
DELISTED
Heartland Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
HMA.WS
$13K ﹤0.01%
117,098
– –
GVCIW
237
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$13K ﹤0.01%
218,796
– –
LIONW
238
DELISTED
Lionheart III Corp Warrant
LIONW
$13K ﹤0.01%
222,628
– –
CDIOW icon
239
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$730K
$12K ﹤0.01%
92,500
– –
BNIXW
240
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$12K ﹤0.01%
300,000
– –
JAQCW
241
DELISTED
Jupiter Acquisition Corporation Warrants
JAQCW
$12K ﹤0.01%
113,474
– –
ENERW
242
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$12K ﹤0.01%
250,000
– –
NVACW
243
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$11K ﹤0.01%
197,000
– –
MBSC.WS
244
DELISTED
M3-Brigade Acquisition III Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
MBSC.WS
$11K ﹤0.01%
184,626
– –
ADVM
245
DELISTED
Adverum Biotechnologies
ADVM
$10K ﹤0.01%
1,039
-9,321
-90% -$122K
ESLAW icon
246
Estrella Immunopharma Warrant
ESLAW
$133K
$10K ﹤0.01%
143,947
– –
GTPBW
247
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$10K ﹤0.01%
60,406
-100,000
-62% -$25K
TRIS.WS
248
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$9K ﹤0.01%
181,857
-200,700
-52% -$27.4K
PCXCW
249
DELISTED
Parsec Capital Acquisitions Corp Warrant
PCXCW
$9K ﹤0.01%
300,000
– –
MLAIW
250
DELISTED
McLaren Technology Acquisition Corp. Warrant
MLAIW
$8K ﹤0.01%
125,000
– –
8 9
10
11 12

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K2 Principal Fund's Q3 2022 Portfolio in Review

As of Q3 2022, K2 Principal Fund held 420 positions worth $871M, down 3.9% from $907M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund withdrew a net $72.1M in Q3 2022, closing 133 positions and reducing 66 holdings. Its most notable exit was Tesla, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 13% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Mr. Cooper worth $23.3M.

  • K2 Principal Fund's largest Q3 2022 buy was Mr. Cooper: 574,409 shares worth $23.3M.
  • K2 Principal Fund added most to San Juan Basin Royalty Trust in Q3 2022, an estimated $8.97M increase.
  • K2 Principal Fund's biggest Q3 2022 reduction was Coinbase, cutting an estimated $16M.
  • K2 Principal Fund fully exited Tesla in Q3 2022, selling an estimated $52M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $871M portfolio in Q3 2022.
  • K2 Principal Fund opened 69 new positions and closed 133 in Q3 2022.
  • K2 Principal Fund's portfolio value fell 3.9% quarter-over-quarter to $871M.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.