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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAQCW
226
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$173K 0.01%
+315,000
New +$173K
NOACW
227
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$167K 0.01%
+327,648
New +$200K
SNRHW
228
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$160K 0.01%
+225,885
New +$177K
MDH.WS
229
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$160K 0.01%
+290,427
New +$186K
BENEW
230
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
$160K 0.01%
+364,643
New +$186K
RPAI
231
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$160K 0.01%
+12,425
New +$155K
DNZ.WS
232
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$157K 0.01%
+249,980
New +$200K
ASPAW
233
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$151K 0.01%
+350,000
New +$150K
MACUW
234
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$148K 0.01%
+486,063
New +$178K
MCADR
235
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
$146K 0.01%
+194,170
New +$142K
MCAFR
236
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$138K 0.01%
+344,766
New +$137K
ONMDW icon
237
OneMedNet Corp Warrant
ONMDW
$770K
$131K 0.01%
+335,408
New +$166K
IMAQW
238
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$131K 0.01%
+475,000
New +$145K
RMCOW icon
239
Royalty Management Holding Warrant
RMCOW
$1.46M
$130K 0.01%
+238,000
New +$152K
TEKKW
240
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$129K 0.01%
+145,000
New +$137K
MPACR
241
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$126K 0.01%
+300,000
New +$124K
DFLIW icon
242
Dragonfly Energy Holdings Warrant
DFLIW
$32.5K
$120K 0.01%
+243,750
New +$110K
CLRMW
243
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$120K 0.01%
+193,018
New +$144K
THCAW
244
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$117K 0.01%
+172,012
New +$140K
TYGOW
245
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$113K 0.01%
+206,250
New +$114K
OPA.WS
246
DELISTED
Magnum Opus Acquisition Limited Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
OPA.WS
$109K 0.01%
+93,772
New +$84.6K
LAAAW
247
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$107K 0.01%
+211,275
New +$118K
PPGHW
248
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$105K 0.01%
+117,658
New +$91.8K
ZGYHR
249
DELISTED
Yunhong International Right
ZGYHR
$105K 0.01%
+551,721
New +$183K
RAMMW
250
DELISTED
Aries I Acquisition Corporation
RAMMW
$104K 0.01%
+188,384
New +$132K
8 9
10
11 12

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.