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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
226
Zimmer Biomet
ZBH
$18.4B
$448K 0.04%
2,884
-2,781
-49% -$431K
ALAC
227
DELISTED
Alberton Acquisition Corp
ALAC
$436K 0.03%
39,920
-86,816
-69% -$1.08M
DLCA
228
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$432K 0.03%
+44,099
New +$431K
GEN icon
229
CALL
Gen Digital
GEN
$16.3B
$425K 0.03%
+20,000
New +$419K
CDOR
230
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$413K 0.03%
118,651
-32,606
-22% -$149K
SVOKW
231
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$404K 0.03%
+444,103
New +$603K
GSEVU
232
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$393K 0.03%
+39,479
New +$402K
HPP
233
CALL
Hudson Pacific Properties
HPP
$766M
$366K 0.03%
1,929
– –
GLAQW
234
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$358K 0.03%
+650,000
New +$556K
ANDAR
235
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$358K 0.03%
+517,950
New +$341K
GRNVR
236
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$345K 0.03%
+594,364
New +$309K
VHAQ.WS
237
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$323K 0.03%
+848,926
New +$455K
ALACR
238
DELISTED
Alberton Acquisition Corp Rights
ALACR
$323K 0.03%
+646,340
New +$452K
WDR
239
DELISTED
Waddell & Reed Financial, Inc.
WDR
$306K 0.02%
+12,200
New +$306K
SIRI icon
240
CALL
SiriusXM
SIRI
$10.4B
$305K 0.02%
+5,000
New +$305K
REVB icon
241
Revelation Biosciences
REVB
$3.89M
– –
0
– –
EXEEL
242
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$266K 0.02%
+15,633
New +$277K
BENER
243
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$234K 0.02%
+714,531
New +$269K
HCCC
244
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$225K 0.02%
+23,284
New +$227K
WBD icon
245
Warner Bros
WBD
$63.9B
$217K 0.02%
+5,000
New +$250K
ALACW
246
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$209K 0.02%
+463,516
New +$459K
MACUW
247
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
$197K 0.02%
+436,713
New +$337K
KVSA
248
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$183K 0.01%
+18,160
New +$187K
NMRK icon
249
CALL
Newmark Group
NMRK
$2.68B
$177K 0.01%
+17,700
New +$159K
VHAQ.RT
250
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$177K 0.01%
+983,100
New +$229K
8 9
10
11 12

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LCG
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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.