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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.75%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.14B
AUM Growth
+$472M
Cap. Flow
+$253M
Cap. Flow %
22.19%
Top 10 Hldgs %
31.13%
Holding
444
New
192
Increased
28
Reduced
51
Closed
137

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$25.5M
2
LCID icon
Lucid Motors
LCID
+$12.9M
3
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
4
PFSI icon
PennyMac Financial
PFSI
+$12.6M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.8M

Top Sells

Rank Stock Value
1
SKIL icon
Skillsoft
SKIL
+$10.2M
2
MVST icon
Microvast
MVST
+$10.2M
3
BG icon
Bunge Global
BG
+$9.6M
4
APXTU
Apex Technology Acquisition Corporation Unit
APXTU
+$9.03M
5
OSB
Norbord Inc.
OSB
+$8.77M

Sector Composition

Rank Sector Weight
1 Financials 11.13%
2 Industrials 3.32%
3 Consumer Discretionary 2.76%
4 Technology 2.33%
5 Real Estate 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVYA
226
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$383K 0.03%
+20,000
New +$372K
DUST icon
227
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.3M
$362K 0.03%
+182
New +$360K
SCVX.WS
228
CALL
DELISTED
SCVX Corp.
SCVX.WS
$361K 0.03%
212,427
-1,373
-0.6% -$1.82K
MMSI icon
229
Merit Medical Systems
MMSI
$5.11B
$359K 0.03%
6,472
-9,500
-59% -$490K
XPOA.WS
230
CALL
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$333K 0.03%
+154,954
New +$329K
HPP
231
CALL
Hudson Pacific Properties
HPP
$747M
$324K 0.03%
+1,929
New +$318K
XOS icon
232
Xos
XOS
$28.5M
$323K 0.03%
+1,070
New +$321K
PBI icon
233
Pitney Bowes
PBI
$2.36B
$321K 0.03%
52,049
+41,570
+397% +$250K
FTOCW
234
CALL
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
$317K 0.03%
+166,666
New +$201K
VVOS icon
235
Vivos Therapeutics
VVOS
$5.72M
$304K 0.03%
+2,056
New +$375K
AYX
236
DELISTED
Alteryx Inc
AYX
$304K 0.03%
2,500
-21,000
-89% -$2.65M
PTON icon
237
PUT
Peloton Interactive
PTON
$2.76B
$303K 0.03%
+2,000
New +$244K
RKT icon
238
CALL
Rocket Companies
RKT
$36.7B
$303K 0.03%
+15,000
New +$317K
HPX.WS
239
CALL
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$280K 0.02%
+261,783
New +$230K
NSH.WS
240
CALL
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$280K 0.02%
+218,668
New +$218K
SCPE.U
241
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$280K 0.02%
27,300
– –
ZGYH
242
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$268K 0.02%
+26,991
New +$268K
ARKK icon
243
PUT
ARK Innovation ETF
ARKK
$5.66B
$249K 0.02%
+2,000
New +$217K
VIEWW
244
CALL
DELISTED
View, Inc. Warrant
VIEWW
$241K 0.02%
+99,948
New +$151K
MX icon
245
Magnachip Semiconductor
MX
$120M
$237K 0.02%
17,500
-507,253
-97% -$7M
PTON icon
246
Peloton Interactive
PTON
$2.76B
$228K 0.02%
+1,500
New +$183K
ZGYHW
247
CALL
DELISTED
Yunhong International Warrant
ZGYHW
$228K 0.02%
+308,499
New +$109K
BEAT
248
DELISTED
BioTelemetry, Inc.
BEAT
$220K 0.02%
+3,054
New +$160K
GNFT
249
DELISTED
Genfit
GNFT
$215K 0.02%
44,818
+32,273
+257% +$152K
GOGO icon
250
Gogo Inc
GOGO
$553M
$193K 0.02%
+20,000
New +$198K
8 9
10
11 12

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WIM
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LCG
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CCM
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K2 Principal Fund's Q4 2020 Portfolio in Review

As of Q4 2020, K2 Principal Fund held 444 positions worth $1.14B, up 71% from $669M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

K2 Principal Fund deployed $253M of net new capital in Q4 2020, opening 192 new positions and adding to 28 existing holdings. Its largest new stake was CI Financial Corp.: 1,967,717 shares worth $24.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Bunge Global, an estimated $9.6M trimmed.

  • K2 Principal Fund's largest Q4 2020 buy was CI Financial Corp.: 1,967,717 shares worth $24.4M.
  • K2 Principal Fund added most to PennyMac Financial in Q4 2020, an estimated $12.6M increase.
  • K2 Principal Fund's biggest Q4 2020 reduction was Bunge Global, cutting an estimated $9.6M.
  • K2 Principal Fund fully exited Skillsoft in Q4 2020, selling an estimated $10.2M.
  • K2 Principal Fund's ten largest holdings make up 31% of its $1.14B portfolio in Q4 2020.
  • K2 Principal Fund opened 192 new positions and closed 137 in Q4 2020.
  • K2 Principal Fund's portfolio value rose 71% quarter-over-quarter to $1.14B.

Based on K2 Principal Fund's 13F filing for Q4 2020, filed 12 Feb 2021.