KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+6.59%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$650M
AUM Growth
+$151M
Cap. Flow
-$22.2M
Cap. Flow %
-3.42%
Top 10 Hldgs %
24.94%
Holding
411
New
114
Increased
18
Reduced
28
Closed
87

Top Buys

1
CIXX
CI Financial Corp.
CIXX
$24.4M
2
PFSI icon
PennyMac Financial
PFSI
$13.9M
3
LCID icon
Lucid Motors
LCID
$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
$10.9M

Top Sells

1
BG icon
Bunge Global
BG
$10.8M
2
SKIL icon
Skillsoft
SKIL
$10.2M
3
MVST icon
Microvast
MVST
$10.2M
4
APXTU
Apex Technology Acquisition Corporation Unit
APXTU
$9.03M
5
OSB
Norbord Inc.
OSB
$8.77M

Sector Composition

1 Financials 19.54%
2 Industrials 5.82%
3 Consumer Discretionary 4.84%
4 Technology 4.08%
5 Real Estate 3.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XL.WS
226
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
– –
0
– –
LGVW.WS
227
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
– –
0
– –
LGVW.U
228
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– –
-338,100
Closed -$3.43M
MCACU
229
DELISTED
Mountain Crest Acquisition Corp Unit
MCACU
– –
-200,000
Closed -$2.14M
MCACR
230
DELISTED
Mountain Crest Acquisition Corp. Right
MCACR
– –
0
– –
PCPL.U
231
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-443,349
Closed -$4.81M
OSB
232
DELISTED
Norbord Inc.
OSB
– –
-222,800
Closed -$8.77M
BMY.RT
233
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$0 ﹤0.01%
60,300
+10,000
+20% –
PIC.WS
234
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
0
– –
GLIBA
235
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-29,290
Closed -$2.4M
HUD
236
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-111,857
Closed -$850K
CFFAW
237
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
0
– –
NFINW
238
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
0
– –
JCAP
239
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-109,549
Closed -$1.88M
LVGO
240
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-19,618
Closed -$2.75M
IMMU
241
DELISTED
Immunomedics Inc
IMMU
– –
-17,582
Closed -$1.5M
RST
242
DELISTED
ROSETTA STONE INC
RST
– –
-17,971
Closed -$539K
AIMT
243
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-17,952
Closed -$618K
AKCA
244
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
– –
-58,853
Closed -$1.07M
VSLR
245
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-34,004
Closed -$1.44M
NBL
246
DELISTED
Noble Energy, Inc.
NBL
– –
-199,112
Closed -$1.7M
ETFC
247
DELISTED
E*Trade Financial Corporation
ETFC
– –
-111,645
Closed -$5.59M
MNTA
248
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-12,500
Closed -$656K
JFKKR
249
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
0
– –
AAWW
250
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
0
– –
8 9
10
11 12