KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLF icon
226
Cleveland-Cliffs
CLF
$5.63B
– –
0
– –
CLW icon
227
Clearwater Paper
CLW
$354M
– –
0
– –
EA icon
228
Electronic Arts
EA
$42.2B
– –
-10,000
Closed -$789K
FNF icon
229
Fidelity National Financial
FNF
$16.5B
– –
-6,792
Closed -$205K
FWONA icon
230
Liberty Media Series A
FWONA
$22.6B
– –
-14,703
Closed -$418K
GOOG icon
231
Alphabet (Google) Class C
GOOG
$2.84T
– –
-194,020
Closed -$10M
GOOS
232
Canada Goose Holdings
GOOS
$1.3B
– –
-6,800
Closed -$297K
HEI.A icon
233
HEICO Class A
HEI.A
$35.1B
– –
-64,925
Closed -$4.09M
IAI icon
234
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.46B
– –
0
– –
IBM icon
235
IBM
IBM
$232B
– –
0
– –
IIPR icon
236
Innovative Industrial Properties
IIPR
$1.61B
– –
0
– –
IP icon
237
International Paper
IP
$25.7B
– –
0
– –
IWM icon
238
iShares Russell 2000 ETF
IWM
$67.8B
– –
0
– –
IYT icon
239
iShares US Transportation ETF
IYT
$605M
– –
0
– –
LBTYK icon
240
Liberty Global Class C
LBTYK
$4.12B
– –
-23,505
Closed -$485K
LILA icon
241
Liberty Latin America Class A
LILA
$1.6B
– –
-33,616
Closed -$459K
MCHP icon
242
Microchip Technology
MCHP
$35.6B
– –
-42,024
Closed -$1.51M
MJ icon
243
Amplify Alternative Harvest ETF
MJ
$183M
– –
0
– –
MSFT icon
244
Microsoft
MSFT
$3.68T
– –
-16,000
Closed -$1.63M
NRXPW icon
245
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
– –
-101,200
Closed -$39K
ON icon
246
ON Semiconductor
ON
$20.1B
– –
0
– –
OVV icon
247
Ovintiv
OVV
$10.6B
– –
-57,371
Closed -$1.66M
PARA
248
DELISTED
Paramount Global Class B
PARA
– –
0
– –
PRTH icon
249
Priority Technology Holdings
PRTH
$615M
– –
-10,062
Closed -$80K
PVH icon
250
PVH
PVH
$4.22B
– –
0
– –
8 9
10
11 12