KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
-3.83%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$524M
AUM Growth
-$222M
Cap. Flow
-$235M
Cap. Flow %
-44.8%
Top 10 Hldgs %
18.72%
Holding
377
New
71
Increased
45
Reduced
57
Closed
99

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$8.06M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$8M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$7.5M
5
VVC
Vectren Corporation
VVC
$6.14M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$23.1M
2
AET
Aetna Inc
AET
$23M
3
COL
Rockwell Collins
COL
$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
$16.3M

Sector Composition

1 Financials 9.93%
2 Technology 9.29%
3 Communication Services 8.25%
4 Consumer Discretionary 5.63%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ORIG
226
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-165,000
Closed -$5.71M
CA
227
DELISTED
CA, Inc.
CA
– –
-188,500
Closed -$8.32M
IBTX
228
DELISTED
Independent Bank Group, Inc.
IBTX
– –
0
– –
HUNT
229
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
– –
-137,213
Closed -$1.37M
NSU
230
DELISTED
Nevsun Resources Ltd.
NSU
– –
-225,544
Closed -$999K
LPNT
231
DELISTED
LifePoint Health, Inc.
LPNT
– –
-22,473
Closed -$1.45M
EACQ
232
DELISTED
Easterly Acquisition Corp
EACQ
– –
-1,571,018
Closed -$16.3M
COBZ
233
DELISTED
CoBiz Financial,Inc
COBZ
– –
-151,124
Closed -$3.35M
CZR
234
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
AHPAW
235
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
– –
-1,071,935
Closed -$214K
BHAC
236
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
– –
-97,892
Closed -$1.06M
JE
237
DELISTED
Just Energy Group Inc
JE
– –
0
– –
CHK
238
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
QCOM icon
239
Qualcomm
QCOM
$172B
– –
0
– –
AAL icon
240
American Airlines Group
AAL
$8.63B
– –
0
– –
ABUS icon
241
Arbutus Biopharma
ABUS
$805M
– –
-11,884
Closed -$112K
AMD icon
242
Advanced Micro Devices
AMD
$245B
– –
0
– –
AMZN icon
243
Amazon
AMZN
$2.48T
– –
-80,000
Closed -$8.01M
ASHR icon
244
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
– –
0
– –
BAK icon
245
Braskem
BAK
$1.41B
– –
-52,774
Closed -$1.52M
BGC icon
246
BGC Group
BGC
$4.71B
– –
-443,279
Closed -$3.37M
BW icon
247
Babcock & Wilcox
BW
$215M
– –
-41,786
Closed -$430K
C icon
248
Citigroup
C
$176B
– –
-90,000
Closed -$6.46M
CCL icon
249
Carnival Corp
CCL
$42.8B
– –
0
– –
CLW icon
250
Clearwater Paper
CLW
$354M
– –
0
– –
8 9
10
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