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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.38B
AUM Growth
-$131M
Cap. Flow
-$183M
Cap. Flow %
-13.26%
Top 10 Hldgs %
27.73%
Holding
429
New
110
Increased
67
Reduced
72
Closed
142

Top Buys

Rank Stock Value
1
WCN
Waste Connections
WCN
+$18.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$15M
3
MON
Monsanto Co
MON
+$12.8M
4
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$9.04M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$8.39M

Top Sells

Rank Stock Value
1
DDC
Dominion Diamond Corporation
DDC
+$47M
2
RICE
Rice Energy Inc.
RICE
+$17.7M
3
DGI
DigitalGlobe Inc.
DGI
+$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$13.1M
5
KNTK icon
Kinetik
KNTK
+$12.5M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Communication Services 9.62%
3 Energy 3.98%
4 Financials 3.39%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPBD icon
226
CALL
Upbound Group
UPBD
$1.19B
$444K 0.03%
+40,000
New +$438K
TJX icon
227
PUT
TJX Companies
TJX
$170B
$421K 0.03%
11,000
-26,000
-70% -$943K
TWNKW
228
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$419K 0.03%
180,000
– –
YUME
229
DELISTED
YuMe, Inc.
YUME
$373K 0.03%
77,980
+27,980
+56% +$111K
WRLSW
230
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$370K 0.03%
671,900
+60,000
+10% +$31.2K
GSHTW
231
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$347K 0.03%
251,166
+34,500
+16% +$50.6K
FNTEW
232
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$345K 0.03%
250,000
– –
BETR
233
DELISTED
Amplify Snack Brands, Inc.
BETR
$342K 0.02%
+28,461
New +$205K
FMCIW
234
DELISTED
Forum Merger Corporation Warrant
FMCIW
$335K 0.02%
492,900
– –
ORLY icon
235
O'Reilly Automotive
ORLY
$72.4B
$333K 0.02%
20,745
-90,000
-81% -$1.34M
FG.WS
236
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$326K 0.02%
+210,500
New +$303K
HCOM
237
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$314K 0.02%
10,171
-5,648
-36% -$173K
T icon
238
PUT
AT&T
T
$165B
$311K 0.02%
10,592
-350,595
-97% -$9.57M
VSI
239
CALL
DELISTED
Vitamin Shoppe Inc.
VSI
$308K 0.02%
+70,000
New +$308K
CUBE icon
240
CubeSmart
CUBE
$9.53B
$289K 0.02%
+10,000
New +$279K
WINR
241
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$273K 0.02%
+27,727
New +$274K
SRUNW
242
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$261K 0.02%
175,444
-11,222
-6% -$17.8K
CAKE icon
243
Cheesecake Factory
CAKE
$4.21B
$241K 0.02%
+5,000
New +$227K
UPBD icon
244
PUT
Upbound Group
UPBD
$1.19B
$222K 0.02%
+20,000
New +$219K
TTWO icon
245
Take-Two Interactive
TTWO
$43B
$220K 0.02%
2,000
-14,903
-88% -$1.63M
BV
246
DELISTED
Bazaarvoice, Inc.
BV
$208K 0.02%
+38,219
New +$193K
SMPLW
247
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$195K 0.01%
50,000
– –
MMDMW
248
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$192K 0.01%
349,600
– –
PANL icon
249
Pangaea Logistics
PANL
$501M
$178K 0.01%
48,397
-42,678
-47% -$146K
LCAHW
250
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$175K 0.01%
250,000
– –
8 9
10
11 12

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WIM
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LCG
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K2 Principal Fund's Q4 2017 Portfolio in Review

As of Q4 2017, K2 Principal Fund held 429 positions worth $1.38B, down 8.6% from $1.51B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund withdrew a net $183M in Q4 2017, closing 142 positions and reducing 72 holdings. Its most notable exit was Dominion Diamond Corporation, an estimated $47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Waste Connections worth $22.2M.

  • K2 Principal Fund's largest Q4 2017 buy was Waste Connections: 261,206 shares worth $22.2M.
  • K2 Principal Fund added most to Monsanto Co in Q4 2017, an estimated $12.8M increase.
  • K2 Principal Fund's biggest Q4 2017 reduction was Vantage Energy Acquisition Corp. Class A, cutting an estimated $13.1M.
  • K2 Principal Fund fully exited Dominion Diamond Corporation in Q4 2017, selling an estimated $47M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $1.38B portfolio in Q4 2017.
  • K2 Principal Fund opened 110 new positions and closed 142 in Q4 2017.
  • K2 Principal Fund's portfolio value fell 8.6% quarter-over-quarter to $1.38B.

Based on K2 Principal Fund's 13F filing for Q4 2017, filed 12 Feb 2018.