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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGPI icon
226
CALL
MGP Ingredients
MGPI
$378M
$758K 0.05%
+12,500
New +$716K
EDGW
227
DELISTED
Edgewater Technology Inc
EDGW
$694K 0.05%
106,427
-3,463
-3% -$23.6K
XOP icon
228
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$682K 0.05%
+5,000
New +$627K
OIH icon
229
VanEck Oil Services ETF
OIH
$2.06B
$665K 0.04%
+1,275
New +$613K
OACQ
230
DELISTED
Origo Acquisition Corporation
OACQ
$658K 0.04%
+62,108
New +$659K
AAN.A
231
DELISTED
The Aaron's Company Inc Class A
AAN.A
$654K 0.04%
+15,000
New +$654K
NVLN
232
PUT
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$632K 0.04%
+89,900
New +$720K
SHLD
233
PUT
DELISTED
Sears Holding Corporation
SHLD
$631K 0.04%
86,500
-264,900
-75% -$2.18M
GNC
234
DELISTED
GNC Holdings, Inc.
GNC
$620K 0.04%
70,128
+21,220
+43% +$191K
IXYS
235
DELISTED
IXYS Corp
IXYS
$617K 0.04%
+26,013
New +$494K
TPGH.WS
236
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$580K 0.04%
+400,000
New +$575K
DISH
237
CALL
DELISTED
DISH Network Corp.
DISH
$542K 0.04%
+10,000
New +$591K
SAVE
238
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$538K 0.04%
+16,100
New +$644K
TJX icon
239
TJX Companies
TJX
$170B
$533K 0.04%
14,448
-88,236
-86% -$3.14M
LBTYK icon
240
Liberty Global Class C
LBTYK
$3.27B
$530K 0.04%
16,205
+2,305
+17% +$74.5K
AF
241
DELISTED
Astoria Financial Corporation
AF
$521K 0.03%
24,222
-146,575
-86% -$2.91M
ODP
242
PUT
DELISTED
ODP
ODP
$515K 0.03%
+11,360
New +$561K
XL
243
CALL
DELISTED
XL Group Ltd.
XL
$513K 0.03%
+13,000
New +$555K
GHL
244
DELISTED
Greenhill & Co., Inc.
GHL
$498K 0.03%
+30,000
New +$507K
KAACW
245
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$494K 0.03%
658,866
– –
ELLI
246
PUT
DELISTED
Ellie Mae Inc
ELLI
$493K 0.03%
+6,000
New +$551K
HCAC.WS
247
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$493K 0.03%
+675,000
New +$483K
EXA
248
DELISTED
EXA Corporation
EXA
$491K 0.03%
+20,316
New +$296K
XENE icon
249
Xenon Pharmaceuticals
XENE
$6.32B
$485K 0.03%
164,510
– –
HCOM
250
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$472K 0.03%
+15,819
New +$466K
8 9
10
11 12

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KGI
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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.