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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
226
CALL
Ford
F
$57.3B
$547K 0.05%
+47,000
New +$584K
FRP
227
DELISTED
Fairpoint Communications, Inc.
FRP
$544K 0.05%
+32,800
New +$576K
EC icon
228
PUT
Ecopetrol
EC
$32.9B
$541K 0.04%
58,000
+5,000
+9% +$46.2K
NVLN
229
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$530K 0.04%
49,350
-220,186
-82% -$2.25M
DB icon
230
PUT
Deutsche Bank
DB
$66.3B
$515K 0.04%
+30,000
New +$519K
KCG
231
DELISTED
KCG Holdings, Inc.
KCG
$509K 0.04%
+28,551
New +$425K
TWNKW
232
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$508K 0.04%
+180,000
New +$450K
FOSL icon
233
PUT
Fossil Group
FOSL
$239M
$505K 0.04%
+28,900
New +$613K
IRT icon
234
Independence Realty Trust
IRT
$3.92B
$480K 0.04%
+51,200
New +$467K
KR icon
235
Kroger
KR
$34.8B
$480K 0.04%
+16,267
New +$520K
XENE icon
236
Xenon Pharmaceuticals
XENE
$6.32B
$468K 0.04%
116,975
+59,747
+104% +$470K
EC icon
237
CALL
Ecopetrol
EC
$32.9B
$466K 0.04%
+50,000
New +$462K
PR
238
PUT
Permian Resources
PR
$17.9B
$456K 0.04%
25,000
– –
SQQQ icon
239
ProShares UltraPro Short QQQ
SQQQ
$2.21B
$445K 0.04%
+5
New +$522K
SNAX
240
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$426K 0.04%
2,823
+30
+1% +$4.54K
DCH
241
PUT
Dauch Corp
DCH
$1.3B
$413K 0.03%
22,000
-254,000
-92% -$5.07M
RIO icon
242
CALL
Rio Tinto
RIO
$148B
$407K 0.03%
10,000
-20,000
-67% -$850K
FOR icon
243
Forestar Group
FOR
$1.44B
$385K 0.03%
28,170
-3,000
-10% -$39.3K
AKAM icon
244
CALL
Akamai
AKAM
$16.8B
$382K 0.03%
+6,400
New +$421K
HLT icon
245
Hilton Worldwide
HLT
$74B
$374K 0.03%
6,400
-3,200
-33% -$186K
CELG
246
PUT
DELISTED
Celgene Corp
CELG
$373K 0.03%
+3,000
New +$359K
SQQQ icon
247
PUT
ProShares UltraPro Short QQQ
SQQQ
$2.21B
$371K 0.03%
+4
New +$418K
DHI icon
248
PUT
D.R. Horton
DHI
$41B
$333K 0.03%
10,000
-47,200
-83% -$1.46M
PEGI
249
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$323K 0.03%
16,023
-49,071
-75% -$980K
PHUN icon
250
Phunware
PHUN
$44M
$322K 0.03%
640
– –
8 9
10
11 12

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.