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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APOL
226
DELISTED
Apollo Education Group Inc Class A
APOL
$316K 0.03%
+31,882
New +$291K
TWNK
227
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$315K 0.03%
180,000
+170,000
+1,700% +$2.06M
SLG icon
228
SL Green Realty
SLG
$3.88B
$313K 0.03%
3,004
-4,227
-58% -$429K
HRMNW
229
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$311K 0.03%
+890,270
New +$328K
KHC icon
230
Kraft Heinz
KHC
$30.4B
$289K 0.03%
+3,306
New +$283K
META icon
231
PUT
Meta Platforms (Facebook)
META
$1.51T
$288K 0.03%
+2,500
New +$307K
AAN.A
232
DELISTED
The Aaron's Company Inc Class A
AAN.A
$288K 0.03%
9,000
-64,234
-88% -$2.06M
AAN.A
233
PUT
DELISTED
The Aaron's Company Inc Class A
AAN.A
$288K 0.03%
+9,000
New +$288K
TKF
234
DELISTED
Turkish Inv Fund
TKF
$285K 0.03%
+42,014
New +$308K
GCI
235
DELISTED
Gannett Co., Inc
GCI
$283K 0.03%
29,186
+4,186
+17% +$41K
QUAD icon
236
CALL
Quad
QUAD
$430M
$277K 0.03%
+10,300
New +$267K
BCS icon
237
CALL
Barclays
BCS
$94.1B
$275K 0.03%
+26,509
New +$250K
PEGI
238
CALL
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$273K 0.03%
+14,400
New +$296K
APTV icon
239
PUT
Aptiv
APTV
$12B
$269K 0.03%
4,000
-5,000
-56% -$336K
IAG icon
240
IAMGOLD
IAG
$8.47B
$263K 0.02%
+68,346
New +$255K
ASRT
241
DELISTED
Assertio
ASRT
$261K 0.02%
+242
New +$308K
PFE icon
242
CALL
Pfizer
PFE
$140B
$260K 0.02%
8,432
-36,785
-81% -$1.12M
BRSL
243
Brightstar Lottery PLC
BRSL
$1.91B
$255K 0.02%
+10,000
New +$268K
CFCOW
244
DELISTED
CF Corporation
CFCOW
$248K 0.02%
200,000
– –
GK
245
DELISTED
G&K Services Inc
GK
$246K 0.02%
+2,554
New +$244K
NUGT icon
246
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
$245K 0.02%
+1,605
New +$332K
BALL icon
247
Ball Corp
BALL
$17B
$233K 0.02%
6,200
-3,800
-38% -$147K
RNG icon
248
PUT
RingCentral
RNG
$4.05B
$229K 0.02%
11,100
+1,100
+11% +$24.1K
CFCOU
249
DELISTED
CF Corporation
CFCOU
$220K 0.02%
21,000
– –
ILF icon
250
PUT
iShares Latin America 40 ETF
ILF
$3.77B
$207K 0.02%
+7,500
New +$215K
8 9
10
11 12

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KGI
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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.