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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPXC
226
CALL
DELISTED
RPX Corporation
RPXC
$246K 0.03%
+23,000
New +$237K
MOS icon
227
The Mosaic Company
MOS
$7.09B
$245K 0.03%
+10,000
New +$273K
CDE icon
228
PUT
Coeur Mining
CDE
$15.6B
$241K 0.03%
20,400
-21,800
-52% -$298K
FDML
229
DELISTED
Federal-Mogul Holdings Corporation
FDML
$240K 0.03%
+25,000
New +$228K
GIB icon
230
CALL
CGI
GIB
$13.9B
$238K 0.03%
+5,000
New +$236K
RNG icon
231
PUT
RingCentral
RNG
$4.05B
$237K 0.03%
+10,000
New +$226K
AVG
232
DELISTED
AVG Technologies N.V.
AVG
$235K 0.03%
+9,403
New +$231K
BSFT
233
PUT
DELISTED
BroadSoft, Inc.
BSFT
$233K 0.03%
+5,000
New +$223K
KEY.PRG
234
DELISTED
KeyCorp Pfd
KEY.PRG
$225K 0.03%
1,646
-7,429
-82% -$1.01M
MORN icon
235
Morningstar
MORN
$6.56B
$224K 0.03%
2,824
-6,400
-69% -$526K
BOBE
236
DELISTED
Bob Evans Farms, Inc.
BOBE
$222K 0.02%
5,800
-6,200
-52% -$234K
F icon
237
CALL
Ford
F
$57.3B
$217K 0.02%
+18,000
New +$227K
MGA icon
238
CALL
Magna International
MGA
$17.9B
$215K 0.02%
+5,000
New +$197K
CFCOU
239
DELISTED
CF Corporation
CFCOU
$214K 0.02%
21,000
-400,000
-95% -$4.03M
KLREW
240
DELISTED
KLR Energy Acquisition Corp.
KLREW
$210K 0.02%
500,000
– –
FXI icon
241
iShares China Large-Cap ETF
FXI
$4.31B
$209K 0.02%
+5,501
New +$202K
V icon
242
Visa
V
$677B
$207K 0.02%
+2,500
New +$200K
GRSHW
243
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$192K 0.02%
+160,000
New +$162K
MEG
244
DELISTED
Media General, Inc
MEG
$184K 0.02%
10,000
– –
CFCOW
245
DELISTED
CF Corporation
CFCOW
$180K 0.02%
+200,000
New +$162K
NYRT
246
PUT
DELISTED
New York REIT, Inc.
NYRT
$174K 0.02%
+1,900
New +$182K
RAD
247
DELISTED
Rite Aid Corporation
RAD
$159K 0.02%
1,035
-170
-14% -$25.4K
NXEOW
248
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$136K 0.02%
218,817
-5,593
-2% -$3.89K
DDC
249
CALL
DELISTED
Dominion Diamond Corporation
DDC
$124K 0.01%
12,700
-1,300
-9% -$11.7K
XENE icon
250
Xenon Pharmaceuticals
XENE
$6.32B
$122K 0.01%
+15,000
New +$116K
8 9
10
11 12

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.