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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$734M
AUM Growth
+$117M
Cap. Flow
+$89.3M
Cap. Flow %
12.17%
Top 10 Hldgs %
35.81%
Holding
281
New
125
Increased
30
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17M
2
USO icon
United States Oil Fund
USO
+$16.1M
3
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$15.6M
4
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$12.9M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$11.9M

Top Sells

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.6M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$36.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$31.4M
4
THOR
THORATEC CORPORATION
THOR
+$24.5M
5
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17.1M

Sector Composition

Rank Sector Weight
1 Technology 9.69%
2 Financials 7.23%
3 Communication Services 5%
4 Real Estate 3.86%
5 Energy 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
226
CALL
VanEck Semiconductor ETF
SMH
$66.1B
– –
-80,000
Closed -$2M
VYX icon
227
CALL
NCR Voyix
VYX
$1.13B
– –
-48,900
Closed -$683K
VYX icon
228
NCR Voyix
VYX
$1.13B
– –
-116,473
Closed -$1.63M
WGO icon
229
Winnebago Industries
WGO
$879M
– –
-97,508
Closed -$1.87M
WMT icon
230
CALL
Walmart Inc
WMT
$889B
– –
-120,000
Closed -$2.59M
WPM icon
231
CALL
Wheaton Precious Metals
WPM
$50.9B
– –
-115,000
Closed -$1.38M
WPM icon
232
PUT
Wheaton Precious Metals
WPM
$50.9B
– –
-225,000
Closed -$2.7M
XPO icon
233
XPO
XPO
$24.4B
– –
-158,448
Closed -$1.31M
ZG icon
234
PUT
Zillow
ZG
$7.32B
– –
-25,900
Closed -$699K
WRK
235
CALL
DELISTED
WestRock Company
WRK
– –
-11,099
Closed -$514K
ICD
236
DELISTED
Independence Contract Drilling, Inc.
ICD
– –
-4,827
Closed -$481K
PACW
237
DELISTED
PacWest Bancorp
PACW
– –
-32,984
Closed -$1.41M
TWTR
238
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-50,000
Closed -$1.35M
MNDT
239
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-20,000
Closed -$636K
JAX
240
DELISTED
J. Alexander's Holdings, Inc.
JAX
– –
-73,695
Closed -$735K
BID
241
PUT
DELISTED
Sotheby's
BID
– –
-12,500
Closed -$400K
TAHO
242
CALL
DELISTED
Tahoe Resources Inc
TAHO
– –
-20,000
Closed -$155K
AET
243
DELISTED
Aetna Inc
AET
– –
-11,509
Closed -$1.26M
SHLD
244
DELISTED
Sears Holding Corporation
SHLD
– –
-16,665
Closed -$375K
FNFV
245
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-416,675
Closed -$4.88M
SHOR
246
CALL
DELISTED
ShoreTel, Inc.
SHOR
– –
-13,000
Closed -$97K
DD
247
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-161,700
Closed -$7.79M
MHGC
248
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-39,052
Closed -$130K
QLTI
249
DELISTED
QLT Inc
QLTI
– –
-11,140
Closed -$30K
ALTR
250
DELISTED
Altera Corp
ALTR
– –
-241,125
Closed -$12.1M
7 8 9
10
11

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q4 2015 Portfolio in Review

As of Q4 2015, K2 Principal Fund held 281 positions worth $734M, up 19% from $616M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

K2 Principal Fund deployed $89.3M of net new capital in Q4 2015, opening 125 new positions and adding to 30 existing holdings. Its largest new stake was Alphabet (Google) Class A: 458,180 shares worth $17.8M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 5.2% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Computer Sciences, an estimated $4.05M trimmed.

  • K2 Principal Fund's largest Q4 2015 buy was Alphabet (Google) Class A: 458,180 shares worth $17.8M.
  • K2 Principal Fund added most to Pinnacle Entertainment Inc. in Q4 2015, an estimated $5.21M increase.
  • K2 Principal Fund's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $4.05M.
  • K2 Principal Fund fully exited HOME PROPERTIES, INC in Q4 2015, selling an estimated $39.6M.
  • K2 Principal Fund's ten largest holdings make up 36% of its $734M portfolio in Q4 2015.
  • K2 Principal Fund opened 125 new positions and closed 81 in Q4 2015.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $734M.

Based on K2 Principal Fund's 13F filing for Q4 2015, filed 12 Feb 2016.