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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNI
226
DELISTED
CYAN INC COM
CYNI
– –
-1,191,447
Closed -$6.24M
MCRL
227
DELISTED
MICREL INC
MCRL
– –
-202,326
Closed -$2.81M
SUSQ
228
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-304,691
Closed -$4.3M
DTV
229
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-356,653
Closed -$33.1M
CTRX
230
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-12,581
Closed -$768K
CKSW
231
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-94,841
Closed -$1.19M
ADVS
232
DELISTED
Advent Software Inc
ADVS
– –
-40,511
Closed -$1.79M
MIG
233
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
– –
-62,372
Closed -$536K
KRFT
234
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-9,441
Closed -$804K
FDO
235
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-462,738
Closed -$36.5M
ADNC
236
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-709,715
Closed -$3.47M
RKT
237
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-38,500
Closed -$2.32M
IGTE
238
DELISTED
IGATE CORPORATION
IGTE
– –
-21,516
Closed -$1.03M
MWV
239
CALL
DELISTED
MEADWESTVACO CORP
MWV
– –
-48,800
Closed -$2.3M
MWV
240
DELISTED
MEADWESTVACO CORP
MWV
– –
-280,761
Closed -$13.2M
YELL
241
PUT
DELISTED
Yellow Corporation Common Stock
YELL
– –
-11,000
Closed -$143K
PEI
242
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-5,491
Closed -$1.76M
BOBE
243
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-10,000
Closed -$511K
GKNT
244
DELISTED
GEEKNET INC COM NEW
GKNT
– –
-159,706
Closed -$3.19M
DNY
245
PUT
DELISTED
DONNELLEY R R & SONS CO
DNY
– –
-55,000
Closed -$959K
6 7 8 9
10

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.