Jefferies Group’s Cathay General Bancorp CATY Stock Holding History

Jefferies Group’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-5,932	Closed	-$255K	–	1561
2021 Q4	$255K	Buy	5,932 +123	+2%	+$5.3K	﹤0.01%	1332
2021 Q3	$240K	Buy	+5,809	New	+$226K	﹤0.01%	1422
2020 Q1	–	Sell	-10,062	Closed	-$383K	–	2114
2019 Q4	$383K	Buy	+10,062	New	+$368K	﹤0.01%	1963
2018 Q3	–	Sell	-9,141	Closed	-$370K	–	2425
2018 Q2	$370K	Buy	9,141 +859	+10%	+$35.6K	﹤0.01%	1748
2018 Q1	$331K	Buy	+8,282	New	+$354K	﹤0.01%	1739
2017 Q3	–	Sell	-9,136	Closed	-$347K	–	2353
2017 Q2	$347K	Buy	+9,136	New	+$343K	﹤0.01%	1796
2016 Q1	–	Sell	-14,369	Closed	-$450K	–	2229
2015 Q4	$450K	Buy	+14,369	New	+$461K	﹤0.01%	1587

Other funds holding CATY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Jefferies Group's CATY Position: Q1 2022 in Review

Jefferies Group sold out of Cathay General Bancorp (CATY) in Q1 2022, closing a stake of 5,932 shares — an estimated $255K sold.

Jefferies Group first reported a position in CATY in Q4 2015 and held it in 7 quarters. The position peaked at $450K in Q4 2015. 253 funds tracked by Wall St. Rank hold CATY as of Q1 2022.

Jefferies Group reported no remaining Cathay General Bancorp position as of Q1 2022 after selling out during the quarter.
Jefferies Group sold 5,932 Cathay General Bancorp shares in Q1 2022, an estimated $255K.
Jefferies Group first reported a position in Cathay General Bancorp in Q4 2015 and held it in 7 quarters.
Jefferies Group's Cathay General Bancorp position peaked at $450K in Q4 2015.
253 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q1 2022.

Based on Jefferies Group's 13F filing for Q1 2022, filed 16 May 2022.