Jefferies Group’s ARK Innovation ETF ARKK Stock Holding History

Jefferies Group’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-250,000	Closed	-$9.97M	–	1637
2022 Q2	$9.97M	Buy	250,000 +150,000	+150%	+$7.14M	0.08%	187
2022 Q1	$6.63M	Buy	100,000 +35,000	+54%	+$2.47M	0.04%	339
2021 Q4	$6.15M	Sell	65,000 -74,100	-53%	-$8.09M	0.04%	403
2021 Q3	$15.4M	Sell	139,100 -813,500	-85%	-$97.9M	0.11%	169
2021 Q2	$125M	Buy	952,600 +381,300	+67%	+$44.4M	0.78%	20
2021 Q1	$68.5M	Buy	+571,300	New	+$77.3M	0.6%	23

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.85B AUM 36.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Jefferies Group's ARKK Position: Q3 2022 in Review

Jefferies Group reduced its ARK Innovation ETF (ARKK) stake by 91% in Q3 2022, selling an estimated $8.79M and leaving 19,865 shares worth $750K. The position accounts for 0.01% of the portfolio, ranked #894.

Jefferies Group first reported a position in ARKK in Q1 2021 and has held it in 7 quarters since. The position peaked at $24.6M in Q2 2021. 618 funds tracked by Wall St. Rank hold ARKK as of Q3 2022.

Jefferies Group held 19,865 shares of ARK Innovation ETF worth $750K as of Q3 2022.
Jefferies Group sold 197,500 ARK Innovation ETF shares in Q3 2022, an estimated $8.79M.
ARK Innovation ETF made up 0.01% of Jefferies Group's portfolio in Q3 2022, its #894 holding.
Jefferies Group first reported a position in ARK Innovation ETF in Q1 2021 and has held it in 7 quarters since.
Jefferies Group's ARK Innovation ETF position peaked at $24.6M in Q2 2021.
618 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2022.

Based on Jefferies Group's 13F filing for Q3 2022, filed 14 Nov 2022.