Howard Marks’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Howard Marks’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-1,192,691	Closed	-$9.79M	–	198
2023 Q3	$9.79M	Buy	+1,192,691	New	+$9.61M	0.14%	77
2023 Q2	–	Sell	-991,759	Closed	-$8.13M	–	245
2023 Q1	$8.13M	Sell	991,759 -104,477	-10%	-$871K	0.09%	104
2022 Q4	$8.68M	Buy	1,096,236 +60,000	+6%	+$490K	0.09%	110
2022 Q3	$8.4M	Buy	1,036,236 +311,175	+43%	+$2.68M	0.09%	106
2022 Q2	$6.05M	Buy	+725,061	New	+$6.58M	0.07%	127
2020 Q4	–	Sell	-459,633	Closed	-$3.82M	–	193
2020 Q3	$3.82M	Sell	459,633 -474,669	-51%	-$3.87M	0.08%	133
2020 Q2	$7.38M	Buy	934,302 +354,302	+61%	+$2.73M	0.16%	88
2020 Q1	$4.38M	Buy	+580,000	New	+$5.38M	0.12%	99

Other funds holding JFR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Howard Marks's JFR Position: Q4 2023 in Review

Howard Marks sold out of Nuveen Floating Rate Income Fund (JFR) in Q4 2023, closing a stake of 1,192,691 shares — an estimated $9.79M sold.

Howard Marks first reported a position in JFR in Q1 2020 and held it in 8 quarters. The position peaked at $9.79M in Q3 2023. 177 funds tracked by Wall St. Rank hold JFR as of Q4 2023.

Howard Marks reported no remaining Nuveen Floating Rate Income Fund position as of Q4 2023 after selling out during the quarter.
Howard Marks sold 1,192,691 Nuveen Floating Rate Income Fund shares in Q4 2023, an estimated $9.79M.
Howard Marks first reported a position in Nuveen Floating Rate Income Fund in Q1 2020 and held it in 8 quarters.
Howard Marks's Nuveen Floating Rate Income Fund position peaked at $9.79M in Q3 2023.
177 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q4 2023.

Based on Oaktree Capital Management's 13F filing for Q4 2023, filed 13 Feb 2024.