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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
Turnover
10.46%
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
(-13%)
Cap. Flow
-$13.2M
Cap. Flow % of AUM
Cap. Flow %
-5.08%
Top 10 Holdings %
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16
Avg Time Held
2.3
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$37.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$17.1M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$765K |
| 4 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$734K |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$733K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$16.4M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$10.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$9.7M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$9.23M |
| 5 |
iShares TIPS Bond ETF
TIP
|
+$7.22M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 93.27% |
| 2 | Technology | 1.98% |
| 3 | Financials | 1% |
| 4 | Healthcare | 0.92% |
| 5 | Consumer Discretionary | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $37.6M | 14.53% |
746,873
+735,313
| +6,361% | +$37.3M |
2017 Q4
4 quarters
|
|
|
2
iShares 1-3 Year Treasury Bond ETF
SHY
$26.9B
| $31.8M | 12.3% |
380,722
+205,551
| +117% | +$17.1M |
2015 Q4
12 quarters
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$806B
| $19M | 7.33% |
75,966
-1,437
| -2% | -$387K |
2015 Q4
12 quarters
|
|
4
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $18M | 6.94% |
342,995
-7,426
| -2% | -$408K |
2016 Q3
9 quarters
|
|
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
| $17.8M | 6.86% |
218,861
-6,044
| -3% | -$506K |
2015 Q4
12 quarters
|
|
6
iShares Select Dividend ETF
DVY
$23.2B
| $17M | 6.58% |
190,679
-5,313
| -3% | -$509K |
2015 Q4
12 quarters
|
|
7
Invesco S&P 500 Equal Weight ETF
RSP
$97.8B
| $16M | 6.17% |
174,876
-5,272
| -3% | -$522K |
2015 Q4
12 quarters
|
|
8
iShares Core US Aggregate Bond ETF
AGG
$138B
| $12.6M | 4.87% |
118,408
-4,242
| -3% | -$445K |
2015 Q4
12 quarters
|
|
9
iShares MBS ETF
MBB
$35.9B
| $11.7M | 4.51% |
111,655
+3,658
| +3% | +$376K |
2015 Q4
12 quarters
|
|
10
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
| $11.5M | 4.44% |
141,340
-1,650
| -1% | -$139K |
2016 Q3
9 quarters
|
|
11
iShares US Real Estate ETF
IYR
$4.18B
| $8.67M | 3.35% |
115,672
-4,110
| -3% | -$323K |
2015 Q4
12 quarters
|
|
12
iShares Core S&P Small-Cap ETF
IJR
$102B
| $8.61M | 3.32% |
124,174
-2,637
| -2% | -$204K |
2015 Q4
12 quarters
|
|
|
13
iShares Core MSCI EAFE ETF
IEFA
$190B
| $4.56M | 1.76% |
82,838
-279,180
| -77% | -$16.4M |
2016 Q4
8 quarters
|
|
|
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
| $4.02M | 1.55% |
35,675
-82,127
| -70% | -$9.23M |
2015 Q4
12 quarters
|
|
|
15
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $2.99M | 1.15% |
89,990
-295,410
| -77% | -$10.8M |
2015 Q4
12 quarters
|
|
|
16
iShares Preferred and Income Securities ETF
PFF
$12B
| $2.76M | 1.07% |
80,760
-275,212
| -77% | -$9.7M |
2015 Q4
12 quarters
|
|
17
Apple
AAPL
$5.01T
| $1.88M | 0.73% |
47,660
-7,920
| -14% | -$384K |
2015 Q4
12 quarters
|
|
18
State Street SPDR S&P Dividend ETF
SDY
$21.5B
| $1.83M | 0.71% |
20,402
+8
| +0% | +$754 |
2015 Q4
12 quarters
|
|
19
Invesco QQQ Trust
QQQ
$475B
| $1.52M | 0.59% |
9,852
-4,628
| -32% | -$774K |
2015 Q4
12 quarters
|
|
20
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.3B
| $1.41M | 0.54% |
4,656
+1
| +0% | +$333 |
2015 Q4
12 quarters
|
|
21
ExxonMobil
XOM
$736B
| $1.24M | 0.48% |
18,213
+1,037
| +6% | +$81.4K |
2015 Q4
12 quarters
|
|
|
22
State Street Utilities Select Sector SPDR ETF
XLU
$24.5B
| $1.23M | 0.47% |
46,366
+28,148
| +155% | +$765K |
2015 Q4
12 quarters
|
|
23
IBM
IBM
$219B
| $1.17M | 0.45% |
10,757
-697
| -6% | -$83.7K |
2015 Q4
12 quarters
|
|
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
| $964K | 0.37% |
4,134
+101
| +3% | +$25.2K |
2017 Q1
7 quarters
|
|
25
JPMorgan Chase
JPM
$902B
| $915K | 0.35% |
9,368
-385
| -4% | -$41K |
2015 Q4
12 quarters
|
|
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High Falls Advisors's Q4 2018 Portfolio in Review
As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.
High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.
- High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
- High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
- High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
- High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
- High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
- High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
- High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.
Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.