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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
Cap. Flow
-$13.2M
Cap. Flow %
-5.08%
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$37.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$765K
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$734K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$733K

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.4M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$10.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$9.75M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.23M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$7.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.27%
2 Technology 1.98%
3 Financials 1%
4 Healthcare 0.92%
5 Consumer Discretionary 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
1
iShares Floating Rate Bond ETF
FLOT
$10.6B
$37.6M 14.53%
746,873
+735,313
+6,361% +$37.3M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$31.8M 12.3%
380,722
+205,551
+117% +$17.1M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$19M 7.33%
75,966
-1,437
-2% -$387K
USMV icon
4
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$18M 6.94%
342,995
-7,426
-2% -$408K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$17.8M 6.86%
218,861
-6,044
-3% -$506K
DVY icon
6
iShares Select Dividend ETF
DVY
$23.8B
$17M 6.58%
190,679
-5,313
-3% -$509K
RSP icon
7
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$16M 6.17%
174,876
-5,272
-3% -$522K
AGG icon
8
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.6M 4.87%
118,408
-4,242
-3% -$445K
MBB icon
9
iShares MBS ETF
MBB
$39B
$11.7M 4.51%
111,655
+3,658
+3% +$376K
ACWV icon
10
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$11.5M 4.44%
141,340
-1,650
-1% -$139K
IYR icon
11
iShares US Real Estate ETF
IYR
$4.58B
$8.67M 3.35%
115,672
-4,110
-3% -$323K
IJR icon
12
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.61M 3.32%
124,174
-2,637
-2% -$204K
IEFA icon
13
iShares Core MSCI EAFE ETF
IEFA
$195B
$4.56M 1.76%
82,838
-279,180
-77% -$16.4M
LQD icon
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$4.03M 1.55%
35,675
-82,127
-70% -$9.23M
IJH icon
15
iShares Core S&P Mid-Cap ETF
IJH
$124B
$2.99M 1.15%
89,990
-295,410
-77% -$10.8M
PFF icon
16
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.76M 1.07%
80,760
-275,212
-77% -$9.75M
AAPL icon
17
Apple
AAPL
$4.67T
$1.88M 0.73%
47,660
-7,920
-14% -$384K
SDY icon
18
State Street SPDR S&P Dividend ETF
SDY
$22B
$1.83M 0.71%
20,402
+8
+0% +$754
QQQ icon
19
Invesco QQQ Trust
QQQ
$489B
$1.52M 0.59%
9,852
-4,628
-32% -$774K
MDY icon
20
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.41M 0.54%
4,656
+1
+0% +$333
XOM icon
21
ExxonMobil
XOM
$644B
$1.24M 0.48%
18,213
+1,037
+6% +$81.4K
XLU icon
22
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$1.23M 0.47%
46,366
+28,148
+155% +$765K
IBM icon
23
IBM
IBM
$222B
$1.17M 0.45%
10,757
-697
-6% -$83.7K
DIA icon
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$964K 0.37%
4,134
+101
+3% +$25.2K
JPM icon
25
JPMorgan Chase
JPM
$951B
$915K 0.35%
9,368
-385
-4% -$41K
1
2 3 4

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High Falls Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.

  • High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
  • High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
  • High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
  • High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
  • High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
  • High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
  • High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.

Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.