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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$289M
AUM Growth
-$63.4M
Cap. Flow
-$70M
Cap. Flow %
-24.23%
Top 10 Hldgs %
64.2%
Holding
169
New
22
Increased
27
Reduced
55
Closed
26

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$21.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$20.5M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$16.7M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$12.9M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.9M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.41%
2 Technology 2.65%
3 Financials 1.68%
4 Healthcare 1.31%
5 Consumer Discretionary 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPU icon
1
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$522M
$23.1M 8%
+555,934
New +$21.3M
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$21.7M 7.52%
255,751
-17,561
-6% -$1.49M
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$21.6M 7.48%
+492,245
New +$20.5M
DVY icon
4
iShares Select Dividend ETF
DVY
$23.8B
$20.7M 7.15%
252,979
-30,192
-11% -$2.3M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$17.7M 6.13%
159,947
-9,974
-6% -$1.09M
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$17.6M 6.1%
148,367
-17,807
-11% -$2.05M
IEF icon
7
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$17M 5.88%
153,960
+152,898
+14,397% +$16.7M
MBB icon
8
iShares MBS ETF
MBB
$39B
$16.8M 5.82%
153,595
-10,591
-6% -$1.15M
IYR icon
9
iShares US Real Estate ETF
IYR
$4.58B
$15.6M 5.4%
200,349
-33,501
-14% -$2.43M
ACWV icon
10
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$13.7M 4.74%
+186,403
New +$12.9M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.1B
$13.3M 4.6%
340,933
-52,628
-13% -$2.01M
RSP icon
12
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$10.2M 3.52%
129,544
-168,549
-57% -$12.4M
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$124B
$8.43M 2.92%
292,410
-356,890
-55% -$9.53M
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$110B
$5.21M 1.8%
92,494
+91,868
+14,675% +$4.8M
SPLV icon
15
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$4.45M 1.54%
110,377
+103,762
+1,569% +$3.96M
XLU icon
16
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$3.69M 1.28%
148,620
+132,006
+795% +$3.05M
FSTA icon
17
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$2.11M 0.73%
66,622
+27,489
+70% +$833K
IBM icon
18
IBM
IBM
$222B
$2.07M 0.72%
14,319
-56
-0.4% -$7.15K
AAPL icon
19
Apple
AAPL
$4.67T
$1.88M 0.65%
68,968
-21,044
-23% -$524K
SDY icon
20
State Street SPDR S&P Dividend ETF
SDY
$22B
$1.84M 0.64%
23,000
+195
+0.9% +$14.4K
QQQ icon
21
Invesco QQQ Trust
QQQ
$489B
$1.74M 0.6%
15,957
-12,843
-45% -$1.33M
FTEC icon
22
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$1.7M 0.59%
51,070
-21,015
-29% -$650K
WFC icon
23
Wells Fargo
WFC
$262B
$1.69M 0.59%
34,997
-12,203
-26% -$597K
FHLC icon
24
Fidelity MSCI Health Care Index ETF
FHLC
$3.47B
$1.62M 0.56%
50,629
-7,745
-13% -$244K
MDY icon
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.54M 0.53%
5,854
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1
2 3 4 5

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High Falls Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, High Falls Advisors held 169 positions worth $289M, down 18% from $352M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

High Falls Advisors withdrew a net $70M in Q1 2016, closing 26 positions and reducing 55 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco S&P 500 Equal Weight Utilities ETF worth $23.1M.

  • High Falls Advisors's largest Q1 2016 buy was Invesco S&P 500 Equal Weight Utilities ETF: 555,934 shares worth $23.1M.
  • High Falls Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q1 2016, an estimated $16.7M increase.
  • High Falls Advisors's biggest Q1 2016 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.9M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 64% of its $289M portfolio in Q1 2016.
  • High Falls Advisors opened 22 new positions and closed 26 in Q1 2016.
  • High Falls Advisors's portfolio value fell 18% quarter-over-quarter to $289M.

Based on High Falls Advisors's 13F filing for Q1 2016, filed 16 May 2016.