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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
Turnover
10.46%
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter
Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
(-24%)
Cap. Flow
-$98.8M
Cap. Flow
% of AUM
-36.73%
Top 10 Holdings %
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Avg Time Held
0.6
years
Top 10 Avg Time Held
0.4
years
Top 20 Avg Time Held
0.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$27.5M |
| 2 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$21.4M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$18M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$17.5M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$24.8M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$24.1M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$20.8M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$14.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.43% |
| 2 | Technology | 2.07% |
| 3 | Financials | 0.94% |
| 4 | Energy | 0.78% |
| 5 | Healthcare | 0.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $27M | 10.03% |
+593,738
| New | +$27.5M |
2016 Q3
0 quarters
|
|
|
2
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.41B
| $21.2M | 7.9% |
+278,791
| New | +$21.4M |
2016 Q3
0 quarters
|
|
|
3
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $18.6M | 6.9% |
777,122
+776,096
| +75,643% | +$18M |
2015 Q4
3 quarters
|
|
|
4
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $17.8M | 6.63% |
204,225
+203,873
| +57,918% | +$17.5M |
2015 Q4
3 quarters
|
|
5
iShares Select Dividend ETF
DVY
$23.3B
| $17.2M | 6.4% |
200,862
-82,309
| -29% | -$7.1M |
2015 Q4
3 quarters
|
|
6
Invesco S&P 500 Equal Weight ETF
RSP
$98.3B
| $16.7M | 6.22% |
200,149
-97,944
| -33% | -$8.15M |
2015 Q4
3 quarters
|
|
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
| $16.2M | 6.03% |
131,667
-34,507
| -21% | -$4.25M |
2015 Q4
3 quarters
|
|
8
iShares 1-3 Year Treasury Bond ETF
SHY
$26.9B
| $15.4M | 5.74% |
181,524
-91,788
| -34% | -$7.81M |
2015 Q4
3 quarters
|
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $14.1M | 5.25% |
125,534
-44,387
| -26% | -$4.99M |
2015 Q4
3 quarters
|
|
10
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $13.6M | 5.06% |
439,440
-209,860
| -32% | -$6.49M |
2015 Q4
3 quarters
|
|
11
iShares MBS ETF
MBB
$36B
| $13.3M | 4.96% |
121,157
-43,029
| -26% | -$4.73M |
2015 Q4
3 quarters
|
|
12
iShares US Real Estate ETF
IYR
$4.21B
| $13M | 4.83% |
161,191
-72,659
| -31% | -$6.02M |
2015 Q4
3 quarters
|
|
13
iShares Preferred and Income Securities ETF
PFF
$12.1B
| $11.4M | 4.24% |
288,404
-105,157
| -27% | -$4.2M |
2015 Q4
3 quarters
|
|
|
14
iShares Core S&P Small-Cap ETF
IJR
$103B
| $9.44M | 3.51% |
152,044
+151,418
| +24,188% | +$9.25M |
2015 Q4
3 quarters
|
|
15
Invesco S&P 500 Low Volatility ETF
SPLV
$7.26B
| $3.4M | 1.26% |
81,893
+75,278
| +1,138% | +$3.18M |
2015 Q4
3 quarters
|
|
16
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.5B
| $2.33M | 0.87% |
8,266
+2,412
| +41% | +$679K |
2015 Q4
3 quarters
|
|
17
Invesco QQQ Trust
QQQ
$480B
| $2.27M | 0.84% |
19,084
-9,716
| -34% | -$1.12M |
2015 Q4
3 quarters
|
|
18
IBM
IBM
$218B
| $2.19M | 0.81% |
14,411
+36
| +0.3% | +$5.46K |
2015 Q4
3 quarters
|
|
19
State Street SPDR S&P Dividend ETF
SDY
$21.6B
| $1.91M | 0.71% |
22,611
-194
| -0.9% | -$16.5K |
2015 Q4
3 quarters
|
|
20
Apple
AAPL
$5.04T
| $1.6M | 0.59% |
56,540
-33,472
| -37% | -$886K |
2015 Q4
3 quarters
|
|
21
ExxonMobil
XOM
$723B
| $1.57M | 0.58% |
17,939
+40
| +0.2% | +$3.55K |
2015 Q4
3 quarters
|
|
22
State Street SPDR S&P 500 ETF Trust
SPY
$812B
| $1.36M | 0.5% |
6,272
-5,020
| -44% | -$1.09M |
2015 Q4
3 quarters
|
|
23
Vanguard Short-Term Corporate Bond ETF
VCSH
$44B
| $1.14M | 0.42% |
14,085
+3,805
| +37% | +$307K |
2015 Q4
3 quarters
|
|
24
GE Aerospace
GE
$330B
| $1.13M | 0.42% |
7,955
-733
| -8% | -$109K |
2015 Q4
3 quarters
|
|
25
AT&T
T
$163B
| $963K | 0.36% |
31,388
-1,858
| -6% | -$58.7K |
2015 Q4
3 quarters
|
|
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High Falls Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.
- High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
- High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
- High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
- High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
- High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
- High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
- High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.
Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.