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HFA
High Falls Advisors Portfolio holdings
AUM
$494M
1-Year Est. Return
16.81%
This Fund
S&P 500
This Quarter
Est. Return
+1.6%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$269M
AUM Growth
-$83.6M
(-24%)
Cap. Flow
-$98.8M
Cap. Flow
% of AUM
-36.73%
Top 10 Holdings %
Top 10 Hldgs %
66.15%
Holding
162
New
14
Increased
24
Reduced
34
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$27.5M |
| 2 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$21.4M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$18M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$17.5M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$24.8M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$24.1M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$20.8M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$14.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 92.43% |
| 2 | Technology | 2.07% |
| 3 | Financials | 0.94% |
| 4 | Energy | 0.78% |
| 5 | Healthcare | 0.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $27M | 10.03% |
+593,738
| New | +$27.5M |
|
|
2
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
| $21.2M | 7.9% |
+278,791
| New | +$21.4M |
|
|
3
State Street Technology Select Sector SPDR ETF
XLK
$121B
| $18.6M | 6.9% |
777,122
+776,096
| +75,643% | +$18M |
|
|
4
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
| $17.8M | 6.63% |
204,225
+203,873
| +57,918% | +$17.5M |
|
5
iShares Select Dividend ETF
DVY
$23.8B
| $17.2M | 6.4% |
200,862
-82,309
| -29% | -$7.1M |
|
6
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
| $16.7M | 6.22% |
200,149
-97,944
| -33% | -$8.15M |
|
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
| $16.2M | 6.03% |
131,667
-34,507
| -21% | -$4.25M |
|
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $15.4M | 5.74% |
181,524
-91,788
| -34% | -$7.81M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $14.1M | 5.25% |
125,534
-44,387
| -26% | -$4.99M |
|
10
iShares Core S&P Mid-Cap ETF
IJH
$124B
| $13.6M | 5.06% |
439,440
-209,860
| -32% | -$6.49M |
|
11
iShares MBS ETF
MBB
$39B
| $13.3M | 4.96% |
121,157
-43,029
| -26% | -$4.73M |
|
12
iShares US Real Estate ETF
IYR
$4.58B
| $13M | 4.83% |
161,191
-72,659
| -31% | -$6.02M |
|
13
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $11.4M | 4.24% |
288,404
-105,157
| -27% | -$4.2M |
|
|
14
iShares Core S&P Small-Cap ETF
IJR
$110B
| $9.44M | 3.51% |
152,044
+151,418
| +24,188% | +$9.25M |
|
15
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
| $3.4M | 1.26% |
81,893
+75,278
| +1,138% | +$3.18M |
|
16
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $2.33M | 0.87% |
8,266
+2,412
| +41% | +$679K |
|
17
Invesco QQQ Trust
QQQ
$489B
| $2.27M | 0.84% |
19,084
-9,716
| -34% | -$1.12M |
|
18
IBM
IBM
$222B
| $2.19M | 0.81% |
14,411
+36
| +0.3% | +$5.46K |
|
19
State Street SPDR S&P Dividend ETF
SDY
$22B
| $1.91M | 0.71% |
22,611
-194
| -0.9% | -$16.5K |
|
20
Apple
AAPL
$4.67T
| $1.6M | 0.59% |
56,540
-33,472
| -37% | -$886K |
|
21
ExxonMobil
XOM
$644B
| $1.57M | 0.58% |
17,939
+40
| +0.2% | +$3.55K |
|
22
State Street SPDR S&P 500 ETF Trust
SPY
$825B
| $1.36M | 0.5% |
6,272
-5,020
| -44% | -$1.09M |
|
23
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
| $1.14M | 0.42% |
14,085
+3,805
| +37% | +$307K |
|
24
GE Aerospace
GE
$355B
| $1.13M | 0.42% |
7,955
-733
| -8% | -$109K |
|
25
AT&T
T
$178B
| $963K | 0.36% |
31,388
-1,858
| -6% | -$58.7K |
|
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High Falls Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, High Falls Advisors held 162 positions worth $269M, down 24% from $352M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
High Falls Advisors withdrew a net $98.8M in Q3 2016, closing 81 positions and reducing 34 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 91% a quarter earlier, followed by Technology and Financials.
Against the trend, High Falls Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $27M.
- High Falls Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 593,738 shares worth $27M.
- High Falls Advisors added most to State Street Technology Select Sector SPDR ETF in Q3 2016, an estimated $18M increase.
- High Falls Advisors's biggest Q3 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $20.8M.
- High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q3 2016, selling an estimated $24.8M.
- High Falls Advisors's ten largest holdings make up 66% of its $269M portfolio in Q3 2016.
- High Falls Advisors opened 14 new positions and closed 81 in Q3 2016.
- High Falls Advisors's portfolio value fell 24% quarter-over-quarter to $269M.
Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.