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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+3.19%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$296M
AUM Growth
+$5.07M
Cap. Flow
-$3.17M
Cap. Flow %
-1.07%
Top 10 Hldgs %
61.02%
Holding
98
New
8
Increased
30
Reduced
38
Closed
10

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.14M
3
MBB icon
iShares MBS ETF
MBB
+$8.28M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$927K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$763K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$26.9M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$749K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$688K
4
CMI icon
Cummins
CMI
+$527K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$483K

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.47%
2 Technology 2.58%
3 Financials 1.01%
4 Healthcare 0.94%
5 Industrials 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
1
iShares Core MSCI EAFE ETF
IEFA
$195B
$23.2M 7.83%
362,018
+10,376
+3% +$661K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$22.5M 7.6%
77,403
-457
-0.6% -$130K
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$20M 6.75%
350,421
+3,263
+0.9% +$182K
DVY icon
4
iShares Select Dividend ETF
DVY
$23.8B
$19.6M 6.6%
195,992
-505
-0.3% -$50.6K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$19.4M 6.56%
224,905
-739
-0.3% -$63.5K
RSP icon
6
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$19.2M 6.5%
180,148
+2,326
+1% +$246K
IJH icon
7
iShares Core S&P Mid-Cap ETF
IJH
$124B
$15.5M 5.24%
385,400
+2,565
+0.7% +$103K
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$14.6M 4.91%
175,171
+3,946
+2% +$328K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$13.5M 4.57%
117,802
+79,276
+206% +$9.14M
PFF icon
10
iShares Preferred and Income Securities ETF
PFF
$13.1B
$13.2M 4.46%
355,972
-2,103
-0.6% -$78.9K
AGG icon
11
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.9M 4.37%
122,650
+86,727
+241% +$9.2M
ACWV icon
12
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$12.6M 4.24%
142,990
+1,399
+1% +$120K
MBB icon
13
iShares MBS ETF
MBB
$39B
$11.2M 3.77%
107,997
+79,753
+282% +$8.28M
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$110B
$11.1M 3.73%
126,811
-1,011
-0.8% -$88.6K
IYR icon
15
iShares US Real Estate ETF
IYR
$4.58B
$9.59M 3.24%
119,782
+2,358
+2% +$192K
TIP icon
16
iShares TIPS Bond ETF
TIP
$15B
$7.8M 2.63%
70,490
+16
+0% +$1.79K
RWX icon
17
State Street SPDR Dow Jones International Real Estate ETF
RWX
$263M
$5.06M 1.71%
132,262
+264
+0.2% +$10.3K
AAPL icon
18
Apple
AAPL
$4.67T
$3.14M 1.06%
55,580
-3,196
-5% -$166K
QQQ icon
19
Invesco QQQ Trust
QQQ
$489B
$2.69M 0.91%
14,480
-689
-5% -$125K
SDY icon
20
State Street SPDR S&P Dividend ETF
SDY
$22B
$2M 0.67%
20,394
-3,819
-16% -$370K
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.71M 0.58%
4,655
-915
-16% -$335K
IBM icon
22
IBM
IBM
$222B
$1.66M 0.56%
11,454
-1,788
-14% -$250K
XOM icon
23
ExxonMobil
XOM
$644B
$1.46M 0.49%
17,176
-65
-0.4% -$5.31K
JPM icon
24
JPMorgan Chase
JPM
$951B
$1.1M 0.37%
9,753
-1,017
-9% -$115K
DIA icon
25
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.07M 0.36%
4,033
+353
+10% +$90.4K
1
2 3 4

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High Falls Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, High Falls Advisors held 98 positions worth $296M, up 1.7% from $291M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

High Falls Advisors's Q3 2018 filing shows 8 new, 30 increased, 38 reduced and 10 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 10,259 shares worth $976K. The largest sale was iShares Floating Rate Bond ETF, an estimated $26.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

  • High Falls Advisors's largest Q3 2018 buy was State Street Health Care Select Sector SPDR ETF: 10,259 shares worth $976K.
  • High Falls Advisors added most to iShares Core US Aggregate Bond ETF in Q3 2018, an estimated $9.2M increase.
  • High Falls Advisors's biggest Q3 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $26.9M.
  • High Falls Advisors fully exited State Street Energy Select Sector SPDR ETF in Q3 2018, selling an estimated $749K.
  • High Falls Advisors's ten largest holdings make up 61% of its $296M portfolio in Q3 2018.
  • High Falls Advisors opened 8 new positions and closed 10 in Q3 2018.
  • High Falls Advisors's portfolio value rose 1.7% quarter-over-quarter to $296M.

Based on High Falls Advisors's 13F filing for Q3 2018, filed 16 Nov 2018.