HA
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Herold Advisors’s Caterpillar CAT Stock Holding History

Herold Advisors’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$2.12M Buy
2,619
+126
+5% +$107K 0.41% 64
2026
Q2 		$2.65M Sell
2,493
-138
-5% -$121K 0.52% 51
2026
Q1 		$1.86M Sell
2,631
-184
-7% -$127K 0.41% 68
2025
Q4 		$1.61M Sell
2,815
-61
-2% -$33.9K 0.36% 72
2025
Q3 		$1.37M Sell
2,876
-306
-10% -$131K 0.32% 84
2025
Q2 		$1.24M Buy
3,182
+452
+17% +$151K 0.26% 102
2025
Q1 		$900K Buy
2,730
+649
+31% +$231K 0.2% 126
2024
Q4 		$755K Sell
2,081
-510
-20% -$198K 0.16% 146
2024
Q3 		$1.01M Sell
2,591
-68
-3% -$23.5K 0.22% 128
2024
Q2 		$886K Buy
2,659
+1,309
+97% +$454K 0.2% 134
2024
Q1 		$495K Hold
1,350
– – 0.12% 178
2023
Q4 		$399K Buy
1,350
+200
+17% +$51.9K 0.11% 180
2023
Q3 		$314K Sell
1,150
-100
-8% -$27.1K 0.1% 195
2023
Q2 		$308K Sell
1,250
-54
-4% -$12K 0.09% 195
2023
Q1 		$298K Buy
1,304
+51
+4% +$12.3K 0.1% 184
2022
Q4 		$300K Sell
1,253
-35
-3% -$7.62K 0.13% 158
2022
Q3 		$211K Buy
1,288
+1
+0.1% +$183 0.1% 176
2022
Q2 		$230K Buy
1,287
+51
+4% +$10.7K 0.1% 181
2022
Q1 		$275K Buy
1,236
+136
+12% +$28.5K 0.1% 171
2021
Q4 		$227K Buy
1,100
+200
+22% +$40.3K 0.09% 185
2021
Q3 		$172K Buy
+900
New +$187K 0.07% 217

Other funds holding CAT

Sumitomo Mitsui DS Asset Management
Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.8B AUM 30.39% 1-Year Est. Return
Fjarde Ap-fonden
Fjarde Ap-fonden Stockholm, Sweden $19.4B AUM 31.69% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
TD Waterhouse Canada
TD Waterhouse Canada Toronto, Ontario, Canada $38.4B AUM 30.28% 1-Year Est. Return
Czech National Bank
Czech National Bank Prague, Czech Republic $18.9B AUM 36.24% 1-Year Est. Return
IFM Investors
IFM Investors Melbourne, Australia $16B AUM 33.69% 1-Year Est. Return
Gateway Investment Advisers
Gateway Investment Advisers Cincinnati, Ohio $11B AUM 34.31% 1-Year Est. Return
Fort Washington Investment Advisors
Fort Washington Investment Advisors Cincinnati, Ohio $19.7B AUM 20.11% 1-Year Est. Return
Vontobel Holding
Vontobel Holding Zurich, Switzerland $27.7B AUM 21.75% 1-Year Est. Return
NAM
NorthCrest Asset Manangement Plymouth, Minnesota $4.24B AUM 32.82% 1-Year Est. Return

Herold Advisors's CAT Position: Q3 2026 in Review

Herold Advisors increased its Caterpillar (CAT) stake by 5.1% in Q3 2026, buying an estimated $107K and bringing the position to 2,619 shares worth $2.12M. The position accounts for 0.41% of the portfolio, ranked #64.

Herold Advisors first reported a position in CAT in Q3 2021 and has held it in 21 quarters since. The position peaked at $2.65M in Q2 2026. 836 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

  • Herold Advisors held 2,619 shares of Caterpillar worth $2.12M as of Q3 2026.
  • Herold Advisors bought 126 Caterpillar shares in Q3 2026, an estimated $107K.
  • Caterpillar made up 0.41% of Herold Advisors's portfolio in Q3 2026, its #64 holding.
  • Herold Advisors first reported a position in Caterpillar in Q3 2021 and has held it in 21 quarters since.
  • Herold Advisors's Caterpillar position peaked at $2.65M in Q2 2026.
  • 836 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Herold Advisors's 13F filing for Q3 2026, filed 19 Oct 2026.