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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
201
Vanguard Health Care ETF
VHT
$18.4B
$204K 0.07%
1,219
+1
+0.1% +$171
WPC icon
202
W.P. Carey
WPC
$16.4B
$204K 0.07%
2,326
-1,086
-32% -$92.5K
LQD icon
203
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$202K 0.07%
1,583
+158
+11% +$19.9K
EPD icon
204
Enterprise Products Partners
EPD
$81.6B
$200K 0.07%
6,992
+16
+0.2% +$466
KHC icon
205
Kraft Heinz
KHC
$30.5B
$199K 0.07%
7,135
+1,905
+36% +$54.8K
GSK icon
206
GSK
GSK
$103B
$198K 0.07%
3,719
+1
+0% +$51
IDEV icon
207
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
$197K 0.07%
3,600
+550
+18% +$29.7K
GHYG icon
208
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$196K 0.06%
4,012
-244
-6% -$11.9K
IPFF
209
DELISTED
iShares International Preferred Stock ETF
IPFF
$196K 0.06%
12,972
– –
XLI icon
210
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$194K 0.06%
2,505
– –
MUB icon
211
iShares National Muni Bond ETF
MUB
$45.4B
$193K 0.06%
1,688
– –
GLD icon
212
SPDR Gold Trust
GLD
$138B
$188K 0.06%
1,351
+763
+130% +$106K
ACN icon
213
Accenture
ACN
$104B
$187K 0.06%
970
+100
+11% +$19.4K
PTLC icon
214
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$186K 0.06%
5,990
-3,058
-34% -$94.3K
VTWO icon
215
Vanguard Russell 2000 ETF
VTWO
$17.8B
$186K 0.06%
3,050
– –
TGT icon
216
Target
TGT
$67.1B
$185K 0.06%
1,734
+398
+30% +$37.9K
LVS icon
217
Las Vegas Sands
LVS
$29.7B
$184K 0.06%
3,180
-2,199
-41% -$128K
USCR
218
DELISTED
U S Concrete, Inc.
USCR
$182K 0.06%
3,285
-85
-3% -$3.97K
PYPL icon
219
PayPal
PYPL
$49.6B
$181K 0.06%
1,745
-4,195
-71% -$462K
XLC icon
220
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$181K 0.06%
3,650
+2,250
+161% +$113K
UPS icon
221
United Parcel Service
UPS
$91.5B
$177K 0.06%
1,475
-137
-8% -$15.7K
MDLZ icon
222
Mondelez International
MDLZ
$79.9B
$175K 0.06%
3,165
+1,585
+100% +$86.7K
DEO icon
223
Diageo
DEO
$49.2B
$171K 0.06%
1,044
– –
MMM icon
224
3M
MMM
$93.9B
$168K 0.06%
1,219
-394
-24% -$55.1K
USB icon
225
US Bancorp
USB
$100B
$168K 0.06%
3,029
+10
+0.3% +$540
7 8
9
10 11

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MAM
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LCM
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KCM
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.