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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
151
Ares Capital
ARCC
$13.8B
$312K 0.1%
16,727
+2,709
+19% +$50.2K
CMCSA icon
152
Comcast
CMCSA
$87.2B
$309K 0.1%
6,853
+241
+4% +$10.7K
NVDA icon
153
NVIDIA
NVDA
$5.37T
$308K 0.1%
70,800
-127,400
-64% -$536K
SMG icon
154
ScottsMiracle-Gro
SMG
$3.87B
$303K 0.1%
2,975
+1
+0% +$105
LUV icon
155
Southwest Airlines
LUV
$24B
$296K 0.1%
5,478
+358
+7% +$18.7K
INTC icon
156
Intel
INTC
$515B
$295K 0.1%
5,725
-194
-3% -$9.54K
VUG icon
157
Vanguard Morningstar Growth ETF
VUG
$230B
$294K 0.1%
10,602
+4,260
+67% +$118K
LMBS icon
158
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$292K 0.1%
5,625
– –
FPE icon
159
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$291K 0.1%
14,745
-1,200
-8% -$23.5K
SCHF icon
160
Schwab International Equity ETF
SCHF
$68.4B
$289K 0.1%
18,144
+18
+0.1% +$283
VCV icon
161
Invesco California Value Municipal Income Trust
VCV
$521M
$289K 0.1%
22,540
+10,846
+93% +$142K
PM icon
162
Philip Morris
PM
$295B
$284K 0.09%
3,744
+1,272
+51% +$101K
PEP icon
163
PepsiCo
PEP
$189B
$282K 0.09%
2,054
+311
+18% +$41.3K
IWD icon
164
iShares Russell 1000 Value ETF
IWD
$83.3B
$281K 0.09%
2,190
-40
-2% -$5.08K
O icon
165
Realty Income
O
$58.3B
$281K 0.09%
3,787
+1,230
+48% +$86.3K
URI icon
166
United Rentals
URI
$72.6B
$274K 0.09%
2,196
-530
-19% -$64.3K
LOW icon
167
Lowe's Companies
LOW
$123B
$267K 0.09%
2,427
+201
+9% +$21.2K
BIG
168
DELISTED
Big Lots, Inc.
BIG
$265K 0.09%
10,800
+10,500
+3,500% +$250K
EWC icon
169
iShares MSCI Canada ETF
EWC
$6.29B
$264K 0.09%
9,148
– –
ALL icon
170
Allstate
ALL
$68B
$263K 0.09%
2,421
-50
-2% -$5.22K
DFP
171
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$263K 0.09%
10,062
+88
+0.9% +$2.25K
TMO icon
172
Thermo Fisher Scientific
TMO
$213B
$263K 0.09%
904
+89
+11% +$25.5K
MFIC icon
173
MidCap Financial Investment
MFIC
$786M
$256K 0.08%
15,933
+13,600
+583% +$222K
DBC icon
174
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$255K 0.08%
16,931
+1
+0% +$15
COP icon
175
ConocoPhillips
COP
$142B
$253K 0.08%
4,447
+58
+1% +$3.3K
5 6
7
8 9

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MAM
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LCM
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KCM
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.