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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
126
Coca-Cola
KO
$374B
$394K 0.13%
7,238
+2,938
+68% +$157K
MINT icon
127
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$392K 0.13%
3,852
-280
-7% -$28.5K
BABA icon
128
Alibaba
BABA
$303B
$387K 0.13%
2,315
-1,547
-40% -$266K
PG icon
129
Procter & Gamble
PG
$342B
$383K 0.13%
3,082
+240
+8% +$28.4K
VOO icon
130
Vanguard S&P 500 ETF
VOO
$1.01T
$383K 0.13%
1,406
-296
-17% -$80.3K
RITM icon
131
Rithm Capital
RITM
$5.6B
$381K 0.13%
24,311
-20,179
-45% -$302K
ADBE icon
132
Adobe
ADBE
$100B
$380K 0.13%
1,376
-480
-26% -$140K
DBEF icon
133
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.36B
$378K 0.12%
11,695
+218
+2% +$6.88K
FSK icon
134
FS KKR Capital
FSK
$3.24B
$376K 0.12%
16,127
-3,352
-17% -$78.6K
EW icon
135
Edwards Lifesciences
EW
$51B
$374K 0.12%
5,100
– –
MA icon
136
Mastercard
MA
$497B
$373K 0.12%
1,373
-721
-34% -$199K
CRM icon
137
Salesforce
CRM
$151B
$372K 0.12%
2,509
-156
-6% -$23.7K
PFE icon
138
Pfizer
PFE
$148B
$372K 0.12%
10,903
+674
+7% +$24.5K
VB icon
139
Vanguard Morningstar Small-Cap ETF
VB
$82B
$364K 0.12%
2,365
+139
+6% +$21.6K
DIA icon
140
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$362K 0.12%
1,345
+64
+5% +$17.1K
SPYX icon
141
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
$362K 0.12%
14,949
-246
-2% -$5.92K
PDI icon
142
PIMCO Dynamic Income Fund
PDI
$7.41B
$360K 0.12%
11,078
-1,355
-11% -$43.2K
RTN
143
DELISTED
Raytheon Company
RTN
$353K 0.12%
1,799
+274
+18% +$50.8K
WABC icon
144
Westamerica Bancorp
WABC
$1.38B
$352K 0.12%
5,666
-700
-11% -$43.4K
VO icon
145
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$346K 0.11%
8,264
+1,260
+18% +$52.7K
RTX icon
146
RTX Corp
RTX
$302B
$331K 0.11%
3,858
-386
-9% -$32K
AMGN icon
147
Amgen
AMGN
$219B
$330K 0.11%
1,708
+188
+12% +$36.1K
C icon
148
Citigroup
C
$229B
$324K 0.11%
4,690
+176
+4% +$12K
NXPI icon
149
NXP Semiconductors
NXPI
$59.3B
$315K 0.1%
2,890
– –
TSLA icon
150
Tesla
TSLA
$1.27T
$314K 0.1%
19,575
+75
+0.4% +$1.17K
4 5
6
7 8

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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.