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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
101
BlackRock Multi-Sector Income Trust
BIT
$701M
$557K 0.18%
32,436
-41,699
-56% -$717K
STZ icon
102
Constellation Brands
STZ
$22.3B
$550K 0.18%
2,653
-613
-19% -$123K
VWO icon
103
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$546K 0.18%
13,558
-304
-2% -$12.5K
SPAB icon
104
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$543K 0.18%
18,321
+5,030
+38% +$148K
CSCO icon
105
Cisco
CSCO
$481B
$526K 0.17%
10,636
+501
+5% +$26K
IBM icon
106
IBM
IBM
$223B
$523K 0.17%
3,765
+341
+10% +$46K
PFF icon
107
iShares Preferred and Income Securities ETF
PFF
$13.3B
$514K 0.17%
13,695
+120
+0.9% +$4.46K
JNJ icon
108
Johnson & Johnson
JNJ
$622B
$509K 0.17%
3,937
+776
+25% +$102K
WFC icon
109
Wells Fargo
WFC
$270B
$499K 0.16%
9,898
+1,216
+14% +$57.3K
SRE icon
110
Sempra
SRE
$55.4B
$493K 0.16%
6,674
+1,016
+18% +$71.1K
SPYM
111
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$484K 0.16%
13,892
+5,227
+60% +$182K
VEA icon
112
Vanguard FTSE Developed Markets ETF
VEA
$235B
$483K 0.16%
11,750
+121
+1% +$4.94K
GSG icon
113
iShares S&P GSCI Commodity-Indexed Trust
GSG
$956M
$473K 0.16%
31,446
– –
UCON icon
114
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$463K 0.15%
17,950
-2,680
-13% -$69.1K
SBUX icon
115
Starbucks
SBUX
$121B
$457K 0.15%
5,163
+88
+2% +$8.16K
TAN icon
116
Invesco Solar ETF
TAN
$1.45B
$449K 0.15%
15,295
– –
MCD icon
117
McDonald's
MCD
$194B
$439K 0.14%
2,044
+469
+30% +$101K
GOVT icon
118
iShares US Treasury Bond ETF
GOVT
$43.6B
$429K 0.14%
16,296
-103
-0.6% -$2.69K
ROK icon
119
Rockwell Automation
ROK
$50.5B
$428K 0.14%
2,600
-622
-19% -$98.3K
MMD
120
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$420K 0.14%
20,019
+740
+4% +$15.4K
DVY icon
121
iShares Select Dividend ETF
DVY
$23.5B
$416K 0.14%
4,076
-453
-10% -$45.2K
CAT icon
122
Caterpillar
CAT
$411B
$402K 0.13%
3,179
+750
+31% +$95.3K
PGX icon
123
Invesco Preferred ETF
PGX
$3.8B
$402K 0.13%
26,774
+107
+0.4% +$1.59K
FXO icon
124
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$396K 0.13%
12,454
-1,800
-13% -$56.9K
DLR icon
125
Digital Realty Trust
DLR
$71.8B
$394K 0.13%
3,035
-969
-24% -$118K
3 4
5
6 7

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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.