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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYLD icon
901
Cambria Shareholder Yield ETF
SYLD
$1.01B
$4K ﹤0.01%
122
-1,327
-92% -$47.2K
TM icon
902
Toyota
TM
$222B
$4K ﹤0.01%
29
– –
WTRG icon
903
Essential Utilities
WTRG
$11.3B
$4K ﹤0.01%
86
– –
MRO
904
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
302
-400
-57% -$5.17K
ATNX
905
DELISTED
Athenex, Inc. Common Stock
ATNX
$4K ﹤0.01%
15
– –
BITA
906
DELISTED
Bitauto Holdings Limited
BITA
$4K ﹤0.01%
300
– –
GHII
907
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$4K ﹤0.01%
140
– –
ACWV icon
908
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$3K ﹤0.01%
33
+1
+3% +$93
ALK icon
909
Alaska Air
ALK
$5.66B
$3K ﹤0.01%
50
– –
AMC icon
910
AMC Entertainment Holdings
AMC
$2.29B
$3K ﹤0.01%
25
+1
+4% +$109
BBCA icon
911
JPMorgan BetaBuilders Canada ETF
BBCA
$11.1B
$3K ﹤0.01%
69
– –
BLOK icon
912
Amplify Blockchain Technology ETF
BLOK
$1.07B
$3K ﹤0.01%
160
– –
CAT icon
913
CALL
Caterpillar
CAT
$395B
$3K ﹤0.01%
3
– –
CHTR icon
914
Charter Communications
CHTR
$18.8B
$3K ﹤0.01%
8
– –
CRS icon
915
Carpenter Technology
CRS
$27.7B
$3K ﹤0.01%
52
-198
-79% -$9.57K
CVE icon
916
Cenovus Energy
CVE
$52.1B
$3K ﹤0.01%
310
– –
ETG
917
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$3K ﹤0.01%
200
– –
EWA icon
918
iShares MSCI Australia ETF
EWA
$1.44B
$3K ﹤0.01%
150
– –
FLMB icon
919
Franklin Municipal Green Bond ETF
FLMB
$75M
$3K ﹤0.01%
100
– –
FXL icon
920
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$3K ﹤0.01%
50
– –
HPQ icon
921
HP
HPQ
$25.8B
$3K ﹤0.01%
173
– –
IAI icon
922
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$3K ﹤0.01%
44
– –
IP icon
923
International Paper
IP
$21.5B
$3K ﹤0.01%
80
-46
-37% -$1.8K
IPG
924
DELISTED
Interpublic Group of Companies
IPG
$3K ﹤0.01%
+155
New +$3.35K
JWN
925
DELISTED
Nordstrom
JWN
$3K ﹤0.01%
90
-180
-67% -$5.49K
35 36
37
38 39

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KCM
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.