We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AY
626
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$19K 0.01%
790
– –
UN
627
DELISTED
Unilever NV New York Registry Shares
UN
$19K 0.01%
+310
New +$18.6K
AKAM icon
628
Akamai
AKAM
$16.4B
$18K 0.01%
200
– –
AOM icon
629
iShares Core Moderate Allocation ETF
AOM
$1.77B
$18K 0.01%
456
– –
BLCN
630
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$18K 0.01%
800
-750
-48% -$17.4K
ETW
631
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$18K 0.01%
1,878
+42
+2% +$404
IXN icon
632
iShares Global Tech ETF
IXN
$8.8B
$18K 0.01%
588
+252
+75% +$7.66K
JGH icon
633
Nuveen Global High Income Fund
JGH
$355M
$18K 0.01%
1,150
– –
MET icon
634
MetLife
MET
$62.3B
$18K 0.01%
389
+31
+9% +$1.48K
PHO icon
635
Invesco Water Resources ETF
PHO
$2.1B
$18K 0.01%
482
– –
PRNT icon
636
The 3D Printing ETF
PRNT
$64.5M
$18K 0.01%
855
+250
+41% +$5.31K
RGLD icon
637
Royal Gold
RGLD
$19.5B
$18K 0.01%
150
– –
SNAP icon
638
Snap
SNAP
$9.01B
$18K 0.01%
1,150
+650
+130% +$10.4K
SPYG icon
639
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$18K 0.01%
460
-1,449
-76% -$56.6K
MTOR
640
DELISTED
MERITOR, Inc.
MTOR
$18K 0.01%
967
– –
ARKK icon
641
ARK Innovation ETF
ARKK
$6.23B
$17K 0.01%
400
– –
AXON
642
Axon Enterprise
AXON
$44.3B
$17K 0.01%
300
– –
DXJ icon
643
WisdomTree Japan Hedged Equity Fund
DXJ
$7.4B
$17K 0.01%
335
-704
-68% -$34.1K
EQR icon
644
Equity Residential
EQR
$25.2B
$17K 0.01%
200
– –
GMS
645
DELISTED
GMS Inc
GMS
$17K 0.01%
600
– –
MFC icon
646
Manulife Financial
MFC
$73B
$17K 0.01%
902
+340
+60% +$6K
PAYX icon
647
Paychex
PAYX
$42.8B
$17K 0.01%
200
-200
-50% -$16.6K
QUAL icon
648
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$17K 0.01%
180
– –
RWT
649
Redwood Trust
RWT
$595M
$17K 0.01%
1,058
– –
SR icon
650
Spire
SR
$4.8B
$17K 0.01%
200
– –
24 25
26
27 28

Similar funds

DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return
PHS
PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return
MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.