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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
601
Prologis
PLD
$133B
$22K 0.01%
255
– –
SNY icon
602
Sanofi
SNY
$104B
$22K 0.01%
470
– –
TXN icon
603
Texas Instruments
TXN
$260B
$22K 0.01%
171
-387
-69% -$47.7K
USFR
604
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$22K 0.01%
860
-14,863
-95% -$380K
GM icon
605
General Motors
GM
$76.9B
$21K 0.01%
551
-40
-7% -$1.54K
HYS icon
606
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$21K 0.01%
206
+4
+2% +$399
LIN icon
607
Linde
LIN
$226B
$21K 0.01%
110
+41
+59% +$7.94K
SONY icon
608
Sony
SONY
$137B
$21K 0.01%
1,740
+5
+0.3% +$56
AMLP icon
609
Alerian MLP ETF
AMLP
$12.9B
$20K 0.01%
443
-200
-31% -$9.46K
BGR icon
610
BlackRock Energy and Resources Trust
BGR
$407M
$20K 0.01%
1,830
– –
OPPJ
611
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$284M
$20K 0.01%
1,000
– –
ETY icon
612
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$20K 0.01%
1,700
– –
FINX icon
613
Global X FinTech ETF
FINX
$170M
$20K 0.01%
700
-11,185
-94% -$330K
NSC icon
614
Norfolk Southern
NSC
$76.5B
$20K 0.01%
109
– –
SEVN
615
Seven Hills Realty Trust
SEVN
$174M
$20K 0.01%
982
– –
WDFC icon
616
WD-40
WDFC
$3.16B
$20K 0.01%
108
+1
+0.9% +$180
WSR
617
DELISTED
Whitestone REIT
WSR
$20K 0.01%
1,425
+1
+0.1% +$13
INXN
618
DELISTED
Interxion Holding N.V.
INXN
$20K 0.01%
250
– –
CG icon
619
Carlyle Group
CG
$17.4B
$19K 0.01%
735
+505
+220% +$12.1K
CHKP icon
620
Check Point Software Technologies
CHKP
$12.9B
$19K 0.01%
176
– –
FE icon
621
FirstEnergy
FE
$27.5B
$19K 0.01%
+400
New +$18.1K
GRX
622
Gabelli Healthcare & Wellness Trust
GRX
$146M
$19K 0.01%
1,811
– –
MKC icon
623
McCormick & Company Non-Voting
MKC
$14.2B
$19K 0.01%
240
+22
+10% +$1.77K
WFC.PRL icon
624
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$19K 0.01%
+12
New +$17.1K
WYNN icon
625
Wynn Resorts
WYNN
$10.6B
$19K 0.01%
175
-304
-63% -$36.2K
23 24
25
26 27

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.