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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHI icon
476
iShares MSCI China ETF
MCHI
$6.38B
$40K 0.01%
709
-4,714
-87% -$271K
PCG icon
477
PG&E
PCG
$38.5B
$40K 0.01%
3,965
+300
+8% +$4.54K
SPLV icon
478
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$40K 0.01%
692
– –
JFR icon
479
Nuveen Floating Rate Income Fund
JFR
$1.25B
$39K 0.01%
4,018
– –
OEF icon
480
iShares S&P 100 ETF
OEF
$20.6B
$39K 0.01%
300
+60
+25% +$7.86K
ROBO icon
481
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$39K 0.01%
1,005
-2,208
-69% -$83.4K
SLB icon
482
SLB Ltd
SLB
$75B
$39K 0.01%
1,147
– –
VAW icon
483
Vanguard Materials ETF
VAW
$3.13B
$39K 0.01%
306
– –
AMAT icon
484
Applied Materials
AMAT
$428B
$38K 0.01%
764
– –
CMA
485
DELISTED
Comerica
CMA
$38K 0.01%
571
+6
+1% +$397
SHYG icon
486
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$38K 0.01%
810
+325
+67% +$15.1K
SWK icon
487
Stanley Black & Decker
SWK
$15.7B
$38K 0.01%
262
– –
VRP icon
488
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$38K 0.01%
1,489
-70,214
-98% -$1.77M
BMRC icon
489
Bank of Marin Bancorp
BMRC
$459M
$37K 0.01%
898
– –
CL icon
490
Colgate-Palmolive
CL
$74.4B
$37K 0.01%
508
– –
ETN icon
491
Eaton
ETN
$174B
$37K 0.01%
440
+387
+730% +$31.4K
IWR icon
492
iShares Russell Mid-Cap ETF
IWR
$57.4B
$37K 0.01%
658
+1
+0.2% +$56
SAM icon
493
Boston Beer
SAM
$1.92B
$37K 0.01%
101
+91
+910% +$35.8K
SPSB icon
494
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$37K 0.01%
1,191
– –
SIVB
495
DELISTED
SVB Financial Group
SIVB
$37K 0.01%
176
-149
-46% -$31.2K
CX icon
496
Cemex
CX
$16.3B
$36K 0.01%
9,281
+2,000
+27% +$7.33K
EMR icon
497
Emerson Electric
EMR
$88.3B
$36K 0.01%
540
+150
+38% +$9.43K
GLPI icon
498
Gaming and Leisure Properties
GLPI
$12.8B
$36K 0.01%
949
+1
+0.1% +$38
IYH icon
499
iShares US Healthcare ETF
IYH
$3.54B
$36K 0.01%
950
-50
-5% -$1.92K
LADR
500
Ladder Capital
LADR
$1.24B
$36K 0.01%
2,089
+1,497
+253% +$25.3K
18 19
20
21 22

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.