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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
301
Fidelity National Information Services
FIS
$22.1B
$110K 0.04%
827
+1
+0.1% +$133
GS icon
302
Goldman Sachs
GS
$303B
$110K 0.04%
529
-1,088
-67% -$228K
TSLX icon
303
Sixth Street Specialty
TSLX
$1.8B
$110K 0.04%
5,240
– –
VBR icon
304
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$110K 0.04%
856
+92
+12% +$11.8K
XLE icon
305
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$110K 0.04%
3,726
-1,190
-24% -$36K
PUI icon
306
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.2M
$109K 0.04%
3,100
– –
DHS icon
307
WisdomTree US High Dividend Fund
DHS
$1.57B
$108K 0.04%
1,445
– –
GVA icon
308
Granite Construction
GVA
$5.48B
$108K 0.04%
3,355
-1,000
-23% -$34.7K
AMD icon
309
Advanced Micro Devices
AMD
$784B
$107K 0.04%
3,700
– –
STWD icon
310
Starwood Property Trust
STWD
$6.01B
$104K 0.03%
+4,300
New +$101K
LAND
311
Gladstone Land Corp
LAND
$362M
$103K 0.03%
8,630
-10,806
-56% -$126K
HSY icon
312
Hershey
HSY
$36.9B
$102K 0.03%
656
+600
+1,071% +$90.6K
SPEM icon
313
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$100K 0.03%
2,916
+1,338
+85% +$46.4K
LRCX icon
314
Lam Research
LRCX
$385B
$99K 0.03%
4,290
-1,100
-20% -$23.1K
DFS
315
DELISTED
Discover Financial Services
DFS
$98K 0.03%
1,205
+175
+17% +$14.5K
TER icon
316
Teradyne
TER
$59B
$98K 0.03%
1,691
– –
WTW icon
317
Willis Towers Watson
WTW
$31.9B
$98K 0.03%
510
+110
+28% +$21.5K
DUK icon
318
Duke Energy
DUK
$97.3B
$97K 0.03%
1,014
+458
+82% +$41.7K
TIP icon
319
iShares TIPS Bond ETF
TIP
$14.5B
$97K 0.03%
832
+12
+1% +$1.39K
BKNG icon
320
Booking.com
BKNG
$161B
$96K 0.03%
1,225
– –
IVE icon
321
iShares S&P 500 Value ETF
IVE
$49.8B
$96K 0.03%
803
– –
BP icon
322
BP
BP
$108B
$95K 0.03%
2,513
+728
+41% +$27.8K
DSI icon
323
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$95K 0.03%
1,720
+38
+2% +$2.1K
PANW icon
324
Palo Alto Networks
PANW
$295B
$94K 0.03%
2,778
-900
-24% -$31.9K
VFH icon
325
Vanguard Financials ETF
VFH
$13.7B
$94K 0.03%
1,337
-1,036
-44% -$71.6K
11 12
13
14 15

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.