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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
276
CVS Health
CVS
$123B
$129K 0.04%
2,051
-256
-11% -$15.2K
EFG icon
277
iShares MSCI EAFE Growth ETF
EFG
$17B
$129K 0.04%
1,597
+1
+0.1% +$80
LYFT icon
278
Lyft
LYFT
$6.19B
$128K 0.04%
3,130
+520
+20% +$28.4K
PULS icon
279
PGIM Ultra Short Bond ETF
PULS
$18.3B
$127K 0.04%
2,531
+1,304
+106% +$65.3K
SPSM icon
280
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$127K 0.04%
4,242
-843
-17% -$25.4K
NDSN icon
281
Nordson
NDSN
$17.2B
$125K 0.04%
857
– –
ROKU icon
282
Roku
ROKU
$22.3B
$124K 0.04%
1,214
+314
+35% +$38.4K
KKR icon
283
KKR & Co
KKR
$92.8B
$123K 0.04%
4,595
-100
-2% -$2.64K
VGIT icon
284
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$123K 0.04%
1,841
– –
CSX icon
285
CSX Corp
CSX
$93.9B
$122K 0.04%
5,295
-3,840
-42% -$89.4K
SPIP icon
286
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$122K 0.04%
4,278
+556
+15% +$15.8K
VEU icon
287
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$122K 0.04%
2,444
+2
+0.1% +$100
WDAY icon
288
Workday
WDAY
$42B
$122K 0.04%
718
-25
-3% -$4.83K
M icon
289
Macy's
M
$6.61B
$120K 0.04%
7,708
– –
NVO
290
Novo Nordisk
NVO
$203B
$119K 0.04%
4,600
– –
QQQX icon
291
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$117K 0.04%
5,302
-4,152
-44% -$93K
CDW icon
292
CDW
CDW
$17.7B
$116K 0.04%
944
+250
+36% +$28.7K
GD icon
293
General Dynamics
GD
$105B
$116K 0.04%
636
-151
-19% -$28K
SUSC icon
294
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$116K 0.04%
4,420
+556
+14% +$14.5K
MOAT icon
295
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$115K 0.04%
2,295
+57
+3% +$2.79K
CINF icon
296
Cincinnati Financial
CINF
$27.5B
$113K 0.04%
971
– –
UNP icon
297
Union Pacific
UNP
$175B
$112K 0.04%
694
-89
-11% -$15K
FNF icon
298
Fidelity National Financial
FNF
$14.1B
$111K 0.04%
2,590
– –
ABR icon
299
Arbor Realty Trust
ABR
$957M
$110K 0.04%
8,423
-10,116
-55% -$126K
EXC icon
300
Exelon
EXC
$46.7B
$110K 0.04%
3,205
+1,663
+108% +$55.8K
10 11
12
13 14

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
Khrom Capital Management Miami Beach, Florida $1.09B AUM 14.82% 1-Year Est. Return
DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.