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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
226
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$167K 0.06%
2,055
+1,256
+157% +$101K
AWK icon
227
American Water Works
AWK
$26.8B
$165K 0.05%
1,326
+541
+69% +$65.2K
VIG icon
228
Vanguard Dividend Appreciation ETF
VIG
$114B
$164K 0.05%
1,375
+3
+0.2% +$354
EOI
229
Eaton Vance Enhanced Equity Income Fund
EOI
$821M
$163K 0.05%
10,760
-23,529
-69% -$355K
TLT icon
230
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$163K 0.05%
1,136
+552
+95% +$76.7K
IVW icon
231
iShares S&P 500 Growth ETF
IVW
$77B
$162K 0.05%
3,592
+4
+0.1% +$181
BIIB icon
232
Biogen
BIIB
$30.5B
$161K 0.05%
693
-55
-7% -$12.8K
CGC
233
Canopy Growth
CGC
$394M
$161K 0.05%
703
+395
+128% +$121K
IBB icon
234
iShares Biotechnology ETF
IBB
$9.53B
$161K 0.05%
1,618
-705
-30% -$73.8K
IEP icon
235
Icahn Enterprises
IEP
$5.13B
$161K 0.05%
+2,500
New +$178K
VOE icon
236
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$159K 0.05%
1,404
– –
ILCB icon
237
iShares Morningstar US Equity ETF
ILCB
$1.31B
$158K 0.05%
3,768
– –
MU icon
238
Micron Technology
MU
$996B
$152K 0.05%
3,550
-11,465
-76% -$518K
UBER icon
239
Uber
UBER
$143B
$152K 0.05%
4,979
+325
+7% +$12.2K
AEP icon
240
American Electric Power
AEP
$68.2B
$151K 0.05%
1,609
-1,118
-41% -$102K
IEF icon
241
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$151K 0.05%
1,342
+8
+0.6% +$893
CIM
242
Chimera Investment
CIM
$992M
$150K 0.05%
+2,550
New +$148K
WHLRP
243
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$150K 0.05%
12,630
-16,069
-56% -$216K
WMT icon
244
Walmart Inc
WMT
$892B
$150K 0.05%
3,783
+3
+0.1% +$113
FTC icon
245
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$149K 0.05%
2,130
+340
+19% +$24.1K
EIX icon
246
Edison International
EIX
$25.9B
$148K 0.05%
1,968
+10
+0.5% +$720
NAVI icon
247
Navient
NAVI
$892M
$148K 0.05%
+11,540
New +$154K
SOXX icon
248
iShares Semiconductor ETF
SOXX
$47.7B
$148K 0.05%
2,103
– –
CRBN icon
249
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.17B
$145K 0.05%
1,209
– –
FXG icon
250
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$145K 0.05%
3,000
– –
8 9
10
11 12

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MAM
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KCM
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DAM
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MIA
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.