Forum Financial Management
DFAS icon

Forum Financial Management’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Forum Financial Management’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$10.5M Sell
136,259
-5,196
-4% -$422K 0.14% 35
2026
Q2 		$11.6M Sell
141,455
-4,430
-3% -$343K 0.15% 33
2026
Q1 		$10.4M Sell
145,885
-2,677
-2% -$196K 0.15% 35
2025
Q4 		$10.4M Sell
148,562
-5,271
-3% -$363K 0.13% 40
2025
Q3 		$10.5M Buy
153,833
+7,795
+5% +$520K 0.14% 38
2025
Q2 		$9.3M Sell
146,038
-750
-0.5% -$45K 0.14% 36
2025
Q1 		$8.77M Sell
146,788
-2,298
-2% -$148K 0.15% 38
2024
Q4 		$9.7M Buy
149,086
+19,934
+15% +$1.33M 0.16% 36
2024
Q3 		$8.38M Buy
129,152
+102
+0.1% +$6.38K 0.14% 38
2024
Q2 		$7.75M Sell
129,050
-6,741
-5% -$406K 0.14% 38
2024
Q1 		$8.47M Sell
135,791
-254
-0.2% -$15K 0.14% 40
2023
Q4 		$8.11M Sell
136,045
-3,492
-3% -$187K 0.15% 35
2023
Q3 		$7.32M Sell
139,537
-2,693
-2% -$148K 0.16% 33
2023
Q2 		$7.79M Sell
142,230
-12,072
-8% -$630K 0.17% 29
2023
Q1 		$8.13M Buy
154,302
+237
+0.2% +$12.8K 0.24% 27
2022
Q4 		$7.88M Buy
154,065
+45,487
+42% +$2.34M 0.26% 24
2022
Q3 		$5.05M Sell
108,578
-1,587
-1% -$81.1K 0.24% 31
2022
Q2 		$5.29M Sell
110,165
-3,908
-3% -$203K 0.27% 24
2022
Q1 		$6.39M Sell
114,073
-758
-0.7% -$42.7K 0.31% 18
2021
Q4 		$6.89M Buy
+114,831
New +$6.93M 0.35% 16

Other funds holding DFAS

Great Waters Wealth Management
Great Waters Wealth Management Shoreview, Minnesota $1.11B AUM 11.16% 1-Year Est. Return
Davenport & Co
Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return
Moisand Fitzgerald Tamayo
Moisand Fitzgerald Tamayo Orlando, Florida $995M AUM 13.19% 1-Year Est. Return
DiNuzzo Private Wealth
DiNuzzo Private Wealth Beaver, Pennsylvania $1.01B AUM 9.69% 1-Year Est. Return
MassMutual Private Wealth & Trust
MassMutual Private Wealth & Trust Windsor, Connecticut $3.79B AUM 19.33% 1-Year Est. Return
Sax Wealth Advisors
Sax Wealth Advisors Parsippany, New Jersey $3.5B AUM 13.73% 1-Year Est. Return
Elser Financial Planning
Elser Financial Planning Indianapolis, Indiana $2.28B AUM 39.33% 1-Year Est. Return
KWMG LLC
KWMG LLC Overland Park, Kansas $1.39B AUM 24.28% 1-Year Est. Return
Farther Finance Advisors
Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return
Phillips Financial Management
Phillips Financial Management Fort Wayne, Indiana $1.31B AUM 10.19% 1-Year Est. Return

Forum Financial Management's DFAS Position: Q3 2026 in Review

Forum Financial Management reduced its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 3.7% in Q3 2026, selling an estimated $422K and leaving 136,259 shares worth $10.5M. The position accounts for 0.14% of the portfolio, ranked #35.

Forum Financial Management first reported a position in DFAS in Q4 2021 and has held it in 20 quarters since. The position peaked at $11.6M in Q2 2026. 197 funds tracked by Wall St. Rank hold DFAS as of Q3 2026.

  • Forum Financial Management held 136,259 shares of U.S. Small Cap Portfolio ETF Class Shares worth $10.5M as of Q3 2026.
  • Forum Financial Management sold 5,196 U.S. Small Cap Portfolio ETF Class Shares shares in Q3 2026, an estimated $422K.
  • U.S. Small Cap Portfolio ETF Class Shares made up 0.14% of Forum Financial Management's portfolio in Q3 2026, its #35 holding.
  • Forum Financial Management first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2021 and has held it in 20 quarters since.
  • Forum Financial Management's U.S. Small Cap Portfolio ETF Class Shares position peaked at $11.6M in Q2 2026.
  • 197 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q3 2026.

Based on Forum Financial Management's 13F filing for Q3 2026, filed 16 Oct 2026.