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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWFT
126
DELISTED
Swift Transportation Company
SWFT
$9.71M 0.25%
480,800
-24,100
-5% -$438K
XL
127
DELISTED
XL Group Ltd.
XL
$9.64M 0.24%
312,700
+6,500
+2% +$202K
NSC icon
128
Norfolk Southern
NSC
$75.4B
$9.33M 0.24%
120,600
-4,000
-3% -$300K
MRO
129
DELISTED
Marathon Oil Corporation
MRO
$9.25M 0.23%
265,100
– –
EGN
130
DELISTED
Energen
EGN
$9.23M 0.23%
120,800
– –
RS icon
131
Reliance Steel & Aluminium
RS
$20.6B
$9.21M 0.23%
125,627
– –
NDAQ icon
132
Nasdaq
NDAQ
$53.4B
$9.15M 0.23%
855,000
-465,000
-35% -$4.97M
EAT icon
133
Brinker International
EAT
$8.82B
$9.07M 0.23%
223,800
– –
RF icon
134
Regions Financial
RF
$26.4B
$9.04M 0.23%
976,600
– –
VMW
135
DELISTED
VMware, Inc
VMW
$8.91M 0.23%
110,100
+4,900
+5% +$396K
FITB
136
Fifth Third Bancorp
FITB
$51.3B
$8.88M 0.23%
492,211
-100,900
-17% -$1.9M
SPG icon
137
Simon Property Group
SPG
$76.4B
$8.82M 0.22%
63,249
– –
CRL icon
138
Charles River Laboratories
CRL
$11.3B
$8.77M 0.22%
189,500
– –
AES icon
139
AES
AES
$10.6B
$8.77M 0.22%
659,500
+615,300
+1,392% +$7.89M
ALK icon
140
Alaska Air
ALK
$5.11B
$8.71M 0.22%
278,056
-54,952
-17% -$1.64M
CPRT icon
141
Copart
CPRT
$28.5B
$8.55M 0.22%
2,152,336
+1,688,336
+364% +$6.87M
QCOM icon
142
Qualcomm
QCOM
$164B
$8.54M 0.22%
126,918
+24,600
+24% +$1.61M
HST icon
143
Host Hotels & Resorts
HST
$17.5B
$8.45M 0.21%
478,100
+473,900
+11,283% +$8.4M
MCK icon
144
McKesson
MCK
$104B
$8.42M 0.21%
65,608
+14,300
+28% +$1.76M
HUB.B
145
DELISTED
HUBBELL INC CL-B
HUB.B
$8.3M 0.21%
79,277
-11,523
-13% -$1.21M
MUR icon
146
Murphy Oil
MUR
$5.55B
$8.29M 0.21%
137,500
-21,725
-14% -$1.28M
CPA icon
147
Copa Holdings
CPA
$5.56B
$8.15M 0.21%
58,800
– –
MS icon
148
Morgan Stanley
MS
$319B
$8.08M 0.2%
299,735
+281,435
+1,538% +$7.55M
VSH icon
149
Vishay Intertechnology
VSH
$4.6B
$7.91M 0.2%
613,364
+68,264
+13% +$931K
AME icon
150
Ametek
AME
$53.9B
$7.89M 0.2%
171,350
– –
4 5
6
7 8

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.