First Quadrant’s Nasdaq NDAQ Stock Holding History

First Quadrant’s Portfolio NDAQ Stock Details NDAQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-37,200	Closed	-$1.19M	–	642
2019 Q2	$1.19M	Hold	37,200	–	–	0.08%	270
2019 Q1	$1.08M	Hold	37,200	–	–	0.08%	250
2018 Q4	$1.01M	Hold	37,200	–	–	0.08%	235
2018 Q3	$1.06M	Hold	37,200	–	–	0.02%	381
2018 Q2	$1.13M	Hold	37,200	–	–	0.02%	388
2018 Q1	$1.07M	Sell	37,200 -303,987	-89%	-$8.21M	0.02%	394
2017 Q4	$8.74M	Sell	341,187 -337,272	-50%	-$8.51M	0.16%	181
2017 Q3	$17.5M	Buy	678,459 +641,259	+1,724%	+$15.9M	0.34%	101
2017 Q2	$886K	Hold	37,200	–	–	0.02%	447
2017 Q1	$861K	Sell	37,200 -761,256	-95%	-$17.7M	0.02%	475
2016 Q4	$17.9M	Sell	798,456 -212,352	-21%	-$4.68M	0.37%	95
2016 Q3	$22.8M	Hold	1,010,808	–	–	0.48%	60
2016 Q2	$21.8M	Buy	1,010,808 +91,308	+10%	+$1.95M	0.48%	61
2016 Q1	$20.3M	Buy	919,500 +512,385	+126%	+$10.5M	0.44%	73
2015 Q4	$7.89M	Sell	407,115 -286,185	-41%	-$5.45M	0.17%	166
2015 Q3	$12.3M	Hold	693,300	–	–	0.28%	111
2015 Q2	$11.3M	Hold	693,300	–	–	0.24%	137
2015 Q1	$11.8M	Buy	693,300 +196,800	+40%	+$3.2M	0.25%	123
2014 Q4	$7.94M	Sell	496,500 -358,500	-42%	-$5.27M	0.17%	161
2014 Q3	$12.1M	Hold	855,000	–	–	0.27%	112
2014 Q2	$11M	Hold	855,000	–	–	0.24%	122
2014 Q1	$10.5M	Hold	855,000	–	–	0.24%	131
2013 Q4	$11.3M	Hold	855,000	–	–	0.27%	108
2013 Q3	$9.15M	Sell	855,000 -465,000	-35%	-$4.97M	0.23%	132
2013 Q2	$14.4M	Buy	+1,320,000	New	+$13.5M	0.39%	76

Other funds holding NDAQ

Investor AB Stockholm, Sweden $14.4B AUM 4.07% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

First Quadrant's NDAQ Position: Q3 2019 in Review

First Quadrant sold out of Nasdaq (NDAQ) in Q3 2019, closing a stake of 37,200 shares — an estimated $1.19M sold.

First Quadrant first reported a position in NDAQ in Q2 2013 and held it in 25 quarters. The position peaked at $22.8M in Q3 2016. 515 funds tracked by Wall St. Rank hold NDAQ as of Q3 2019.

First Quadrant reported no remaining Nasdaq position as of Q3 2019 after selling out during the quarter.
First Quadrant sold 37,200 Nasdaq shares in Q3 2019, an estimated $1.19M.
First Quadrant first reported a position in Nasdaq in Q2 2013 and held it in 25 quarters.
First Quadrant's Nasdaq position peaked at $22.8M in Q3 2016.
515 funds tracked by Wall St. Rank held Nasdaq as of Q3 2019.

Based on First Quadrant's 13F filing for Q3 2019, filed 25 Oct 2019.