First Quadrant’s Nasdaq NDAQ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-37,200	Closed	-$1.19M	–	642
2019 Q2	$1.19M	Hold	37,200	–	–	0.08%	270
2019 Q1	$1.09M	Hold	37,200	–	–	0.08%	250
2018 Q4	$1.01M	Hold	37,200	–	–	0.08%	235
2018 Q3	$1.06M	Hold	37,200	–	–	0.02%	381
2018 Q2	$1.13M	Hold	37,200	–	–	0.02%	388
2018 Q1	$1.07M	Sell	37,200 -303,987	-89%	-$8.74M	0.02%	394
2017 Q4	$8.74M	Sell	341,187 -337,272	-50%	-$8.64M	0.16%	181
2017 Q3	$17.5M	Buy	678,459 +641,259	+1,724%	+$16.6M	0.34%	101
2017 Q2	$886K	Hold	37,200	–	–	0.02%	447
2017 Q1	$861K	Sell	37,200 -761,256	-95%	-$17.6M	0.02%	475
2016 Q4	$17.9M	Sell	798,456 -212,352	-21%	-$4.75M	0.37%	95
2016 Q3	$22.8M	Hold	1,010,808	–	–	0.48%	60
2016 Q2	$21.8M	Buy	1,010,808 +91,308	+10%	+$1.97M	0.48%	61
2016 Q1	$20.3M	Buy	919,500 +512,385	+126%	+$11.3M	0.44%	73
2015 Q4	$7.89M	Sell	407,115 -286,185	-41%	-$5.55M	0.17%	166
2015 Q3	$12.3M	Hold	693,300	–	–	0.28%	111
2015 Q2	$11.3M	Hold	693,300	–	–	0.24%	137
2015 Q1	$11.8M	Buy	693,300 +196,800	+40%	+$3.34M	0.25%	123
2014 Q4	$7.94M	Sell	496,500 -358,500	-42%	-$5.73M	0.17%	161
2014 Q3	$12.1M	Hold	855,000	–	–	0.27%	112
2014 Q2	$11M	Hold	855,000	–	–	0.24%	122
2014 Q1	$10.5M	Hold	855,000	–	–	0.24%	131
2013 Q4	$11.3M	Hold	855,000	–	–	0.27%	108
2013 Q3	$9.15M	Sell	855,000 -465,000	-35%	-$4.98M	0.23%	132
2013 Q2	$14.4M	Buy	+1,320,000	New	+$14.4M	0.39%	76