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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFBC icon
751
Preferred Bank
PFBC
$1.24B
$18K ﹤0.01%
+800
New +$18.6K
UFI icon
752
UNIFI
UFI
$114M
$18K ﹤0.01%
700
– –
RPXC
753
DELISTED
RPX Corporation
RPXC
$18K ﹤0.01%
1,300
-200
-13% -$3.12K
CSH
754
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$18K ﹤0.01%
882
– –
NEWP
755
DELISTED
NEWPORT CORP
NEWP
$18K ﹤0.01%
1,000
– –
GRA
756
DELISTED
W.R. Grace & Co.
GRA
$18K ﹤0.01%
200
– –
NADL
757
DELISTED
North Atlantic Drilling Ltd
NADL
$18K ﹤0.01%
+270
New +$25.8K
PB icon
758
Prosperity Bancshares
PB
$8.9B
$17K ﹤0.01%
300
-2,500
-89% -$150K
AVNT icon
759
Avient
AVNT
$3.29B
$14K ﹤0.01%
400
– –
BCE icon
760
BCE
BCE
$20.8B
$14K ﹤0.01%
327
– –
DIOD icon
761
Diodes
DIOD
$3.5B
$14K ﹤0.01%
600
– –
MTUS icon
762
Metallus
MTUS
$833M
$14K ﹤0.01%
+300
New +$13.9K
CLC
763
DELISTED
Clarcor
CLC
$13K ﹤0.01%
200
– –
GTAT
764
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$13K ﹤0.01%
1,200
– –
IBKR icon
765
Interactive Brokers
IBKR
$38.4B
$12K ﹤0.01%
2,000
– –
MU icon
766
Micron Technology
MU
$835B
$11K ﹤0.01%
319
– –
SJM icon
767
J.M. Smucker
SJM
$13.5B
$11K ﹤0.01%
116
-81,300
-100% -$8.34M
WTI icon
768
W&T Offshore
WTI
$525M
$11K ﹤0.01%
1,000
– –
JAH
769
DELISTED
JARDEN CORPORATION
JAH
$11K ﹤0.01%
285
– –
ARUN
770
DELISTED
ARUBA NETWORKS, INC.
ARUN
$11K ﹤0.01%
500
– –
FCX icon
771
Freeport-McMoran
FCX
$86.2B
$10K ﹤0.01%
300
– –
LDOS icon
772
Leidos
LDOS
$14.4B
$10K ﹤0.01%
288
+7
+2% +$258
NLY icon
773
Annaly Capital Management
NLY
$17.3B
$10K ﹤0.01%
233
+151
+184% +$6.9K
ISRL
774
DELISTED
Isramco Inc
ISRL
$10K ﹤0.01%
82
– –
BG icon
775
Bunge Global
BG
$20.9B
$9K ﹤0.01%
104
– –
29 30
31
32 33

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.