First Quadrant’s W&T Offshore WTI Stock Holding History

First Quadrant’s Portfolio WTI Stock Details WTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-328,553	Closed	-$1.83M	–	694
2019 Q4	$1.83M	Sell	328,553 -14,185	-4%	-$63.1K	0.15%	133
2019 Q3	$1.5M	Sell	342,738 -447,280	-57%	-$2.05M	0.14%	159
2019 Q2	$3.92M	Sell	790,018 -15,343	-2%	-$82.7K	0.27%	80
2019 Q1	$5.56M	Sell	805,361 -20,354	-2%	-$111K	0.43%	52
2018 Q4	$3.4M	Buy	825,715 +981	+0.1%	+$6.27K	0.27%	82
2018 Q3	$7.95M	Sell	824,734 -61,135	-7%	-$442K	0.18%	166
2018 Q2	$6.33M	Hold	885,869	–	–	0.12%	208
2018 Q1	$3.92M	Sell	885,869 -166,708	-16%	-$706K	0.08%	249
2017 Q4	$3.48M	Buy	1,052,577 +737,384	+234%	+$2.29M	0.07%	281
2017 Q3	$961K	Buy	+315,193	New	+$667K	0.02%	439
2014 Q4	–	Sell	-1,000	Closed	-$11K	–	817
2014 Q3	$11K	Hold	1,000	–	–	﹤0.01%	769
2014 Q2	$16K	Hold	1,000	–	–	﹤0.01%	765
2014 Q1	$17K	Hold	1,000	–	–	﹤0.01%	700
2013 Q4	$16K	Hold	1,000	–	–	﹤0.01%	737
2013 Q3	$18K	Hold	1,000	–	–	﹤0.01%	735
2013 Q2	$14K	Buy	+1,000	New	+$13.6K	﹤0.01%	747

Other funds holding WTI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fuller & Thaler Asset Management

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return