First Quadrant’s Preferred Bank PFBC Stock Holding History

First Quadrant’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-886	Closed	-$53K	–	673
2019 Q4	$53K	Hold	886	–	–	﹤0.01%	511
2019 Q3	$46K	Sell	886 -1,414	-61%	-$72K	﹤0.01%	526
2019 Q2	$109K	Hold	2,300	–	–	0.01%	582
2019 Q1	$103K	Hold	2,300	–	–	0.01%	583
2018 Q4	$100K	Hold	2,300	–	–	0.01%	640
2018 Q3	$135K	Hold	2,300	–	–	﹤0.01%	675
2018 Q2	$141K	Hold	2,300	–	–	﹤0.01%	622
2018 Q1	$148K	Hold	2,300	–	–	﹤0.01%	657
2017 Q4	$135K	Hold	2,300	–	–	﹤0.01%	781
2017 Q3	$139K	Hold	2,300	–	–	﹤0.01%	759
2017 Q2	$123K	Hold	2,300	–	–	﹤0.01%	758
2017 Q1	$123K	Hold	2,300	–	–	﹤0.01%	675
2016 Q4	$121K	Hold	2,300	–	–	﹤0.01%	683
2016 Q3	$82K	Hold	2,300	–	–	﹤0.01%	744
2016 Q2	$66K	Hold	2,300	–	–	﹤0.01%	682
2016 Q1	$70K	Hold	2,300	–	–	﹤0.01%	666
2015 Q4	$76K	Hold	2,300	–	–	﹤0.01%	638
2015 Q3	$73K	Hold	2,300	–	–	﹤0.01%	641
2015 Q2	$69K	Buy	2,300 +700	+44%	+$20K	﹤0.01%	657
2015 Q1	$44K	Buy	1,600 +700	+78%	+$19K	﹤0.01%	659
2014 Q4	$25K	Buy	900 +100	+13%	+$2.55K	﹤0.01%	702
2014 Q3	$18K	Buy	+800	New	+$18.6K	﹤0.01%	752

Other funds holding PFBC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Quadrant's PFBC Position: Q1 2020 in Review

First Quadrant sold out of Preferred Bank (PFBC) in Q1 2020, closing a stake of 886 shares — an estimated $53K sold.

First Quadrant first reported a position in PFBC in Q3 2014 and held it in 22 quarters. The position peaked at $148K in Q1 2018. 119 funds tracked by Wall St. Rank hold PFBC as of Q1 2020.

First Quadrant reported no remaining Preferred Bank position as of Q1 2020 after selling out during the quarter.
First Quadrant sold 886 Preferred Bank shares in Q1 2020, an estimated $53K.
First Quadrant first reported a position in Preferred Bank in Q3 2014 and held it in 22 quarters.
First Quadrant's Preferred Bank position peaked at $148K in Q1 2018.
119 funds tracked by Wall St. Rank held Preferred Bank as of Q1 2020.

Based on First Quadrant's 13F filing for Q1 2020, filed 5 May 2020.