FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Return 9.35%
This Quarter Return
+2.57%
1 Year Return
+9.35%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$712M
AUM Growth
-$6.47M
Cap. Flow
-$20.2M
Cap. Flow %
-2.84%
Top 10 Hldgs %
23.56%
Holding
220
New
40
Increased
86
Reduced
59
Closed
29

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$18.8M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$15.8M
3
PGX icon
Invesco Preferred ETF
PGX
$10.1M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$9.6M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
$9.31M

Top Sells

1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$14.4M
2
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$9.77M
3
SPLS
Staples Inc
SPLS
$9.18M
4
TGT icon
Target
TGT
$8.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.54M

Sector Composition

1 Technology 9.92%
2 Industrials 5.86%
3 Financials 5.22%
4 Healthcare 4.4%
5 Consumer Staples 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ING icon
176
ING
ING
$71B
$218K 0.03%
14,793
+1,234
+9% +$18.2K
HMC icon
177
Honda
HMC
$44.8B
$216K 0.03%
+6,603
New +$216K
NXPI icon
178
NXP Semiconductors
NXPI
$57.2B
$215K 0.03%
+2,121
New +$215K
TRV icon
179
Travelers Companies
TRV
$62B
$204K 0.03%
1,888
-89
-5% -$9.62K
VWO icon
180
Vanguard FTSE Emerging Markets ETF
VWO
$97.2B
$204K 0.03%
4,980
-352,094
-99% -$14.4M
NJ
181
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$203K 0.03%
12,344
+1,752
+17% +$28.8K
KEM
182
DELISTED
KEMET Corporation
KEM
$177K 0.02%
42,711
– –
AEG icon
183
Aegon
AEG
$11.8B
$165K 0.02%
31,310
+11,627
+59% +$61.3K
BBVA icon
184
Banco Bilbao Vizcaya Argentaria
BBVA
$105B
$121K 0.02%
12,702
+1,724
+16% +$16.4K
MHG
185
DELISTED
Marine Harvest ASA
MHG
$117K 0.02%
+10,409
New +$117K
HYT icon
186
BlackRock Corporate High Yield Fund
HYT
$1.48B
$113K 0.02%
10,137
– –
FIG
187
DELISTED
Fortress Investment Group Llc
FIG
$81K 0.01%
+10,000
New +$81K
SIRI icon
188
SiriusXM
SIRI
$8.1B
$38K 0.01%
+1,000
New +$38K
ABT icon
189
Abbott
ABT
$231B
– –
-24,792
Closed -$1.11M
BKLN icon
190
Invesco Senior Loan ETF
BKLN
$6.98B
– –
-130,944
Closed -$3.14M
BMO icon
191
Bank of Montreal
BMO
$90.3B
– –
-92,393
Closed -$6.56M
C icon
192
Citigroup
C
$176B
– –
-65,744
Closed -$3.51M
CAG icon
193
Conagra Brands
CAG
$9.23B
– –
-245,538
Closed -$7.03M
CWB icon
194
SPDR Bloomberg Convertible Securities ETF
CWB
$4.42B
– –
-208,116
Closed -$9.77M
DGX icon
195
Quest Diagnostics
DGX
$20.5B
– –
-52,100
Closed -$3.54M
DLR icon
196
Digital Realty Trust
DLR
$55.7B
– –
-119,646
Closed -$8.01M
EEMV icon
197
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.61B
– –
-47,577
Closed -$2.7M
ETN icon
198
Eaton
ETN
$136B
– –
-85,930
Closed -$5.84M
FLOT icon
199
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-7,966
Closed -$399K
GE icon
200
GE Aerospace
GE
$296B
– –
-1,652
Closed -$202K
5 6 7
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